Contravention Order re Allison Mais – $14,700
In the Matter of the Contravention of Section 136(2) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Allison Mais Contravention Order re Allison Mais – $14,700
Category Archives: Orders
Contravention Order re L.J. Williams Limited – $1,000
In the Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws, 2015 By L.J. Williams Limited Contravention Order re L.J. Williams Limited – $1,000
Contravention Order re: MVHL Summary Order
In the Matter of the Contravention of Sections 61 (2), 63(a), 65(1)(a) and 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad And Tobago And By-Laws 47(c) and 48(1) of the Securities (General) By-Laws, 2015 By Mora Ven Holdings Limited (“MVHL”) Read more …
Contravention Order re UTC Cayman – $41,700.00
Section 64(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By The Unit Trust Corporation (Cayman) SPC Limited Contravention Order re UTC Cayman – $41,700.00
Contravention Order re UTC Cayman – $7,200.00
Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(3) of the Securities (General) By-Laws 2015 By The Unit Trust Corporation (Cayman) SPC Limited Contravention Order re UTC Cayman – $7,200.00
Contravention Order re Point Lisas Industrial Development – $50,000.00
In the Matter of the Contravention of Section 67(2)(c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Point Lisas Industrial Port Development Corporation Limited Contravention Order re Point Lisas Industrial Development – $50,000.00
Contravention Order re Nestle Trinidad and Tobago Limited – $2,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Nestle Trinidad and Tobago Limited Contravention Order re Nestle Trinidad and Tobago Limited – $2,000.00
Contravention Order re JMMB Bank Trinidad and Tobago Limited – $7,000.00
In the Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By JMMB Bank Trinidad and Tobago Limited Contravention Order re JMMB Bank Trinidad and Tobago Limited – $7,000.00
Contravention Order re Guardian Holdings Limited – $22,000.00
In the Matter of the Contravention of Sections 64(1)(a), (b) and (c) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Guardian Holdings Limited Contravention Order re Guardian Holdings Limited – $22,000.00
Contravention Order re Guardian Holdings Limited – $1,000.00
In the Matter of the Contravention of Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(3) of the Securities (General) By-Laws 2015 By Guardian Holdings Limited Contravention Order re Guardian Holdings Limited – $1,000.00