In the Matter of Section 45 (1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited for the De-Listing of the National Investment Fund Holding Company Limited’s TT …
In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited (“the TTSE”) for the amendment of Rule 210 [Bargains Put-Through the Market] and the repeal and replacement of Rule 227 [Closing of Market] of the TTSE Rules Order re Approval of TTSE Rules 210 and …
In The Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By L.J. Williams Limited Contravention Order – L.J. Williams- $14,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Endeavour Holdings Limited Contravention Order re Endeavour Holdings Limited – $1,500
In the Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and By-Law 48(1) of the Securities (General) By-Laws, 2015 By Endeavour Holdings Limited Contravention Order re Endeavour Holdings Limited – $4,400.00
In the Matter of the Contravention of Section 64(1)(a) & (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By MPC Caribbean Clean Energy Limited Contravention Order re MPC- $124,000.00
In the Matter of the Contravention of By-Law 40(1) of the Securities (General) By-Laws, 2015 By NCB Capital Markets (Barbados) Limited Contravention Order re NCBCMBL – $91,200.00
In the Matter of the Contraventions of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and By-Law 47(c) of the Securities (General) By-Laws 2015 By National Infrastructure Development Company Limited Contravention Order re NIDCO – $1,663,200.00.docx
In the Matter of Sections 6 (l)7(1) (l), 7(2) and 7(3) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter of the Implementation of a Revised Volume Report for Collective Investment Schemes by the Trinidad and Tobago Securities and …
In the Matter of the Contraventions of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and By-Law 48(1) of the Securities (General) By-Laws 2015By National Infrastructure Development Company Limited Contravention Order re NIDCO – $1,720,800.00
