In the Matter of the Appointment of a Hearing Panel, a Pre-Hearing Conference Panel and a Settlement Panel respectively in accordance with the Securities Industry Hearings and Settlements Practice Rules 2008.
In the matter of the exemption of none-reporting Issuers from the Registration Requirements of Section 61 (1) and 62(1) of the Securities Act, 2012 Order Granting Exemption Pursuant to ESOPs
The Trinidad and Tobago Stock Exchange is granted an order authorizing the de-listing of the TT$250M GOTT Bond pursuant to S 45(1) of the Act
The Commission granted an Order authorizing the TTSE to de-list the shares of BCB Holdings from its official list pursuant to S 45 (1) of the Act
The Board of Commissioners of the TTSEC has published an order extending the transitional period provided for at Section 53 of the SA 2012, for one year from January 2014
In the Matter of Section 21 of the Securities Act 2012 and in the Matter of the Appointment of a Hearing Panel, a Pre-Hearing Conference Panel and a Settlement Panel respectively in accordance with the Securities Industry (Hearings and Settlements
In the Matter of an Exemption from Initial Registration Fees in respect of Applications by Foreign Securities Companies, Brokers and Traders that wish to Trade on the Trinidad and Tobago Stock Exchange via the Caribbean Exchanges Network Arrangement.
In the Matter of an Application by Grace Kennedy Limited for an Exemption from Take Over By-Laws 11, 12, 13, 14 and 16 pursuant to an applicant under Take Over By-Law 5 of the Security Industries Take Over By-Laws 2005
The CLICO Investment Fund is granted an Order providing for EXEMPTIONS from the requirements of the following Collective Investment Scheme Guidelines only
In the matter of an application by the TTSE to delist a $674.301M Government of Trinidad and Tobago 7.80% Fixed rate bond
