In the Matter of Section 21 of the Securities Act, 2012 And In the Matter of the Appointment of a Hearing Panel and a Pre-Hearing Conference Panel and in accordance with the Securities Industry (Hearings and Settlements) Practice Rules 2008 Order Appointment of Panels
In The Matter of the Contravention of section 66(1) of the Securities Act, 2012 Chapter 83:02 by The Water and Sewage Authority Contravention Order WASA
In the Matter of Sections 71(1)(b) and 155(1A)(e) of the Securities Act, 2012 AND In the Matter of an Application by Life Settlements Funds Limited for its deregistration as a Reporting Issuer and the de-registration of Life Settlements Wholesale Fund as a Collective Investment Scheme Order de-registration Life Settlements Funds …
In The Matter of the Contravention of By-Law 39 (1) of the Securities (General) By-Laws 2015 by Murphy Clarke Financial Limited. Order- Murphy Clarke Financial Limited
In The Matter of the Contravention of By-Law 39 (1) of the Securities (General) By-Laws 2015 by Sagicor Life Incorporated. Order- Sagicor Life Incorporated
In The Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 and By-Law 48 (1) of the Securities (General) By-Laws 2015 by Sagicor Financial Corporation. Order- Sagicor Financial Corporation
In The Matter of the Contravention of Section 61(2) of the Securities Act, Chapter 83:02 and By-Law 25 of the Securities (General) By-Laws 2015 by Trinidad and Tobago NGL Limited Order TTNGL Rev Reg 60000
In The Matter of the Contravention of Section 61(2) of the Securities Act Chap. 83:02 by Scotiabank Short-Term Income Fund Inc. Contravention Order Scotiabank Short-Term Income-Fund Rev Reg Statement
In The Matter of the Contravention of Section 63(a) of the Securities Act Chap. 83:02 and By-Law 47(c) of the Securities (General) By-Laws 2015 by Scotiabank Short-Term Income Fund Inc. Contravention Order Scotiabank Short-Term Income Fund Annual Report
In The Matter of the Contravention of section 64(1)(a) of the Securities Act, 2012 Chapter 83:02 by Scotia Investments Jamaica Limited Contravention Order Scotia Investments Jamaica Ltd for failure to file MCR
