Contravention Order re KCL Capital Market Brokers Limited
In The Matter of the Contravention of By-Law 39 (1) of the Securities (General) By-laws 2015 by KCL Capital Market Brokers Limited Contravention Order – KCL
Category Archives: Orders
Contravention Order Re UDECOTT Late Filing
In The Matter of the Contravention of Section 66(1) of the Securities Act, 2012 by Urban Development Corporation of Trinidad and Tobago Limited Contravention Order UDECOTT
Order Re: De-Listing of NCBJ from the TTSE
In the Matter of Section 45(1) of the Securities Act 2012 and An Application by the National Commercial Bank Jamaica Limited for de-listing from the Official List of the Trinidad and Tobago Stock Exchange Limited Order for the de-listing of NCBJ from the TTSE
Order Re: Amendment of the TTSE SME Listing Requirements
In the Matter of Section 40 of the Securities Act 2012 And In the Matter of an Application to amend the Small and Medium Enterprise Market Listing Requirements of the Trinidad and Tobago Stock Exchange Limited Order for the Amendment of the TTSE SME Listing Requirements
Order Re: De-registration of Assuria Life (T&T) Ltd. as a Reporting Issuer
In the Matter of an Application by Assuria Life (T&T) Ltd for de-registration as a Reporting Issuer pursuant to S. 71(1)(b) of the Securities Act 2012 (the Act) De-registration of Assuria Life (T&T) as a Reporting Issuer
Contravention Order re One Caribbean Media Limited
In The Matter of a Contravention of Section 64(1)(c) of the Securities Act, 2012 By One Caribbean Media Limited Contravention Order -OCM
Contravention Order re Infinity Financial Engineering Limited
In The Matter of the Contravention of By-Law 40 of the Securities (General) By-Laws Chapter 83:02 by Infinity Financial Engineering Limited Contravention Order IFEL
Contravention Order – TIDCO
In The Matter of the Contravention of Section 61(2) of the Securities Act 2012 by Tourism and Industrial Development Company of Trinidad and Tobago Limited Contravention Order TIDCO
Order: Delisting of GORTT Bond due May 31 2016
In the Matter of Section 45(1) of the Securities Act, 2012 And In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-List the Government of the Republic of Trinidad and Tobago’s TT$300 million, Fifteen (15) year 11.65% Fixed Rate Bond Due May 31, 2016. …
Order re: Delegation of Powers 2017 to the Deputy CEO
In the Matter of Section 8 of the Securities Act, 2012 AND In the Matter of the delegation of specific responsibilities, powers and functions of the Commission to the Deputy Chief Executive Officer Delegation of Powers Order DCEO