In the Matter of Sections 8 and 16 of the Securities Act, Chapter 83:02 AND In the matter of the delegation of specific responsibilities, powers and functions of the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) to a member of the Board of Commissioners (“the Board”) Delegation …
In The Matter of a Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) by Laws 2015 By Trinidad and Tobago NGL Limited Contravention Order – TTNGL – AACFS – $113050.00 …
In the Matter of a Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) by Laws 2015 By Trinidad and Tobago NGL Limited Contravention Order – TTNGL – AR – $96900.00
In the Matter of Section 40 of the Securities Act, 2012 AND In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited (“the TTSE”) for the amendment of Rule 203 [Ex-condition Dealing] and Rule 212 [Dealing and Account Periods] of the TTSE Rules Order re …
In The Matter of a Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Trinidad and Tobago NGL Limited Contravention Order – TTNGL – $63,750.00
In the Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and By-Law 48(1) of the Securities (General) By-Laws 2015 By L.J. Williams Limited Contravention Order – LJ Williams – $9,900.00
In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 and By-Law 47(c) of the Securities (General) By-Laws, 2015 By JMMB Group Limited Contravention Order – JMMBGL – $32,000.00
In The Matter of the Contravention of Section 67(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Endeavour Holdings Limited Contravention Order – Endeavour Holdings Limited – $45,000.00
In The Matter of a Contravention of Section 64(1)(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Endeavour Holdings Limited Contravention Order – Endeavour Holdings Limited – $1,000.00
In the Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 and By-Law 48(1) of the Securities (General) By-Laws, 2015 of the Laws of the Republic of Trinidad and Tobago By Capital Markets Elite Group (Trinidad and Tobago) Limited Contravention Order – Capital Markets Elite …
