Contravention Order re National Flour Mills
In The Matter of the Contravention of Section 65 (1) of the Securities Act, 2012 and By-Law 48(1) of the Securities (General) By-Laws, 2015. TTSEC Order re National Flour Mills
Category Archives: Orders
Order Re: Exemptions to NCBJ and NCBFG
In the Matter of Section 155(1A)(c) of the Securities Act 2012 and An Application by the National Commercial Bank Jamaica Limited for exemptions from the requirement to register shares and the payment of a market access fee Order granting exemptions to NCBJ and NCBFG
Order Re: TTSE – Rescission of Rule 200(3)
In the Matter of Section 40 of the Securities Act, 2012 And In the Matter of By-Law 61 (2) of the Securities (General) By-Laws, 2015 And In the matter of an application by the Trinidad and Tobago Stock Exchange Limited for the Rescission of Rule 200 (3) of the Trading …
De-registration Order re RBC Financial (Caribbean) Limited
In the Matter of an Application by RBC Financial (Caribbean) Limited for de-registration as a Reporting Issuer pursuant to Section 71(1) (b) of the Securities Act, 2012 (“the Act”). RBC Caribbean De-registration Order
Contravention Order re Mr. Wayne Yip Choy
In The Matter of Section 21(e) of the Securities Act 2012 and Part III of the Securities Industry (Hearings and Settlements) Practice Rules 2008 and in The Matter of the Contravention of Section 136(2) of the Securities Act 2012 by Mr. Wayne Yip Choy. Wayne Yip Choy
Contravention Order re SHBL Investments Limited
In The Matter of Section 21(e) of the Securities Act 2012 and Part III of the Securities Industry (Hearings and Settlements) Practice Rules 2008 and in The Matter of the Contravention of By-Law 39 (1) of the Securities (General) By-Laws 2015 by SHBL Investments Limited. SHBL Investments Limited
Contravention Order re One Caribbean Media Limited
In The Matter of the Contravention of Section 65 (1) of the Securities Act, 2012 and By-Law 48(1) of the Securities (General) By-Laws, 2015 by One Caribbean Media Limited. One Caribbean Media
Contravention Order re Mora Ven Holdings Limited
In The Matter of Section 21(e) of the Securities Act 2012 and Part III of the Securities Industry (Hearings and Settlements) Practice Rules 2008 and in The Matter of the Contravention of Section 61(2) of the Securities Act 2012 by Mora Ven Holdings Limited. Mora Ven Holdings Ltd.
Contravention Order re Education Facilities Company Limited (2)
In The Matter of the Contravention of Section 66(1) of the Securities Act, 2012 by Education Facilities Company Limited Education Facilities Company Ltd. – 2
Contravention Order re Education Facilities Company Limited
In The Matter of the Contravention of Section 66(1) of the Securities Act, 2012 by Education Facilities Company Limited Education Facilities Company Ltd. – 1