Contravention Order – TIDCO
In The Matter of the Contravention of Section 61(2) of the Securities Act 2012 by Tourism and Industrial Development Company of Trinidad and Tobago Limited Contravention Order TIDCO
Category Archives: Orders
Order: Delisting of GORTT Bond due May 31 2016
In the Matter of Section 45(1) of the Securities Act, 2012 And In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-List the Government of the Republic of Trinidad and Tobago’s TT$300 million, Fifteen (15) year 11.65% Fixed Rate Bond Due May 31, 2016. …
Order re: Delegation of Powers 2017 to the Deputy CEO
In the Matter of Section 8 of the Securities Act, 2012 AND In the Matter of the delegation of specific responsibilities, powers and functions of the Commission to the Deputy Chief Executive Officer Delegation of Powers Order DCEO
Order re: Appointment of Hearing Panel and a Pre-Hearing Conference Panel
In the Matter of Section 21 of the Securities Act, 2012 And In the Matter of the Appointment of a Hearing Panel and a Pre-Hearing Conference Panel and in accordance with the Securities Industry (Hearings and Settlements) Practice Rules 2008 Order Appointment of Panels
Contravention Order WASA
In The Matter of the Contravention of section 66(1) of the Securities Act, 2012 Chapter 83:02 by The Water and Sewage Authority Contravention Order WASA
Order re: Deregistration of Life Settlement Funds Limited
In the Matter of Sections 71(1)(b) and 155(1A)(e) of the Securities Act, 2012 AND In the Matter of an Application by Life Settlements Funds Limited for its deregistration as a Reporting Issuer and the de-registration of Life Settlements Wholesale Fund as a Collective Investment Scheme Order de-registration Life Settlements Funds …
Settlement Order re Murphy Clarke Financial Limited
In The Matter of the Contravention of By-Law 39 (1) of the Securities (General) By-Laws 2015 by Murphy Clarke Financial Limited. Order- Murphy Clarke Financial Limited
Settlement Order re Sagicor Life Incorporated
In The Matter of the Contravention of By-Law 39 (1) of the Securities (General) By-Laws 2015 by Sagicor Life Incorporated. Order- Sagicor Life Incorporated
Settlement Order re Sagicor Financial Corporation
In The Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 and By-Law 48 (1) of the Securities (General) By-Laws 2015 by Sagicor Financial Corporation. Order- Sagicor Financial Corporation
Settlement Order re Trinidad and Tobago NGL Limited
In The Matter of the Contravention of Section 61(2) of the Securities Act, Chapter 83:02 and By-Law 25 of the Securities (General) By-Laws 2015 by Trinidad and Tobago NGL Limited Order TTNGL Rev Reg 60000