In The Matter of the Contravention of Section 63 (a) of the Securities Act, 2012 and By-Law 47(c) of the Securities (General) By-Laws, 2015 By Sagicor Funds Incorporated Order – Sagicor Funds Inc – $1,000
In The Matter of the Contravention of Section 64(1)(b) of the Securities Act, 2012 and By JMMB GROUP LIMITED JMMB Group Order – Material Change Notice Breach – $1,000
In The Matter of the Contravention of Section 63(a) of the Securities Act, 2012 and By-Law 47 (c) of the Securities (General) By-Laws 2015 By NESTLÉ TRINIDAD AND TOBAGO LIMITED Nestle Order – Annual Report Breach – $6,0000
In The Matter of the Contravention of Section 65(1) of the Securities Act, 2012 and By-Law 48(1) of the Securities (General) By-Laws 2015 by National Enterprises Limited Order – NEL – $1,000 (LB)
In The Matter of the Contravention of Section 64(1)(c) of the Securities Act, 2012 and By TRINIDAD AND TOBAGO HOUSING DEVELOPMENT CORPORATION HDC Order – Material Change contravention $6,000
In the Matter of Section 8 of the Securities Act, 2012 AND In the Matter of the delegation of specific responsibilities, powers and functions of the Commission to the Chief Executive Officer CONFIRMATION OF THE DELEGATION OF POWERS Order- Confirmation Delegation of Powers – 18.9.2017
In the Matter of Section 45 (1) of the Securities Act 2012 and In the Matter of Section 159 (10) of the Securities Act 2012, and In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-List the Government of the Republic of Trinidad and …
In The Matter of the Contravention of section 63 (a) of the Securities Act, 2015 and By-Law 47 (c) of the Securities (General) By-laws, 2015 by One Caribbean Media Limited. Contravention Order re One Caribbean Media Limited
In The Matter of the Contravention of section 63 (a) of the Securities Act 2012 and By-Law 47 (c) of the Securities (General) By-laws, 2015 by Readymix (West Indies) Limited. TTSEC Order re Readymix
In The Matter of the Contravention of By-Law 39(1) of the Securities (General) By-Laws, 2015 by Sagicor Life Incorporated. TTSEC Order re Sagicor Life Incorporated
