Contravention Order re: Angostura Limited Section 66
In The Matter of the Contravention of Section 66(1) of the Securities Act, 2012 by Angostura Limited Contravention Order re Angostura Limited Sect 66
Category Archives: Orders
Contravention Order Re: Angostura Holdings Limited Sect 64
In The Matter of the Contravention of Section 64 (1)(a), (b) and (c) of the Securities Act, 2012 By Angostura Holdings Limited Contravention Order re Angostura Holdings Limited Sect 64
Contravention Order re: Education Facilities Company Limited
In The Matter of the Contravention of Section 64(1) of the Securities Act, 2012 by Education Facilities Company Limited Contravention Order re Education Facilities Company Limited
List of Orders – April – November 2017
In accordance with Section 159 (12) of the Securities Act, 2012 (SA, 2012), the Trinidad and Tobago Securities and Exchange Commission (the Commission) is required to issue a Notice in at least two newspapers notifying the public of the Orders published on its website. Documented below is a list of …
Contravention Order re UDECOTT’s filing of its interim financial statements
In The Matter of the Contravention of Section 66(1) of the Securities Act, 2012 by Urban Development Corporation of Trinidad and Tobago Limited Contravention Order re UDECOTT
Contravention Order re FCL Financial Ltd
In The Matter of the Contravention of By-Law 40(1) of the Securities (General) By-Laws, 2015 by FCL Financial Limited WHEREAS FCL Financial Limited (the “Respondent”) filed its mid-year interim financial statements with the Commission for the period ended April 30, 2016 on July 1, 2016, past the due date of June 29, …
Contravention Order re Citicorp Trinidad and Tobago Ltd
In The Matter of the Contravention of Section 66(1) of the Securities Act, 2012 by Citicorp Merchant Bank Limited WHEREAS Citicorp Merchant Bank Limited (“the Respondent”) failed to file its Interim Financial Statements for the period ended June 30, 2017 with the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) on or …
Contravention Order re Citibank Trinidad and Tobago Ltd
In The Matter of the Contravention of Section 66(1) of the Securities Act, 2012 by Citibank Trinidad and Tobago Limited WHEREAS Citibank Trinidad and Tobago Limited (“the Respondent”) failed to file its Interim Financial Statements for the period ended June 30, 2017 with the Trinidad and Tobago Securities and Exchange Commission (“the …
Contravention Order re Bourse Securities Ltd
In The Matter of the Contravention of By-Law 40(2) of the Securities (General) By-Laws, 2015 by Bourse Securities Limited WHEREAS Bourse Securities Limited (“the Respondent”) failed to file its Half Yearly Interim Financial Statements for the period ended June 30, 2017 with the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) on …
Contravention Order re Bourse Brokers Ltd
In The Matter of the Contravention of By-Law 40(2) of the Securities (General) By-Laws, 2015 by Bourse Brokers Limited WHEREAS Bourse Brokers Limited (“the Respondent”) failed to file its Half Yearly Interim Financial Statements for the period ended June 30, 2017 with the Trinidad and Tobago Securities and Exchange Commission (“the …