Contravention Order re: EFCL $20K
In The Matter of the Contravention of Section 64(1) of the Securities Act, 2012 by EDUCATION FACILITIES COMPANY LIMITED Contravention Order re EFCL
Category Archives: Orders
Contravention Order Re: Telecommunications Services of Trinidad and Tobago
TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION In The Matter of the Contravention of Section 64 (1)(a), (b) and (c) of the Securities Act, 2012 By Telecommunications Services of Trinidad and Tobago Limited Contravention Order re Telecommunications Services of Trinidad and Tobago
Contravention Order Re: SHBL Investments Company Limited
TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION In The Matter of the Contravention of By-Law 27(1)(d) of the Securities (General) By-Laws, 2015 by SHBL Investments Company Limited Contravention Order re SHBL Investments Company Limited
Order Re: Contravention Order re FCL Financial Limited Sect 56 ByLaw 32
In The Matter of the Contravention of Section 56(4) of the Securities Act, 2012 and By-Law 53(2) of the Securities (General) By-Laws 2015 By FCL Financial Limited. Contravention Order re FCL Financial Limited Sect 56 ByLaw 32
Contravention Order Re: KCL Capital Market Brokers Limited
In The Matter of the Contravention of By-Law 39(1) of the Securities (General) By-laws 2015 by KCL Capital Market Brokers Limited Contravention Order re KCL Capital Market Brokers Limited
Contravention Order Re: FCL Financial Limited By Law 27
In The Matter of the Contravention of By-Law 27(1)(d) of the Securities (General) By-Laws 2015 By FCL Financial Limited Contravention Order re FCL Financial Limited By Law 27
Contravention Order re: L.J. Williams Limited
In The Matter of the Contravention of Section 61(2) of the Securities Act, 2012 By L.J. Williams Limited Contravention Order re L.J. Williams Limited
Contravention Order re: Water and Sewerage Company of Trinidad and Tobago
In The Matter of the Contravention of Section 66(1) of the Securities Act, 2012 By Water and Sewerage Authority of Trinidad and Tobago Contravention Order re Water and Sewerage Company of Trinidad and Tobago
Order Re: Delegation of Powers to the Standing Committee of the Board
In the Matter of Section 8 of the Securities Act, 2012 AND In the matter of the delegation of specific responsibilities, powers and functions of the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) to a member of the Board of Commissioners (“the Board”) DELEGATION OF POWERS TO THE STANDING …
Contravention Order re: Colonial Life Insurance Company (Trinidad) Limited
In The Matter of the Contravention of Section 136(2) of the Securities Act, 2012 by Colonial Life Insurance Company (Trinidad) Limited Contravention Order re Colonial Life Insurance Company (Trinidad) Limited