Contravention Order re: Airports Authority T&T – Section 61(2)
In The Matter of the Contravention of Section 61(2) of the Securities Act, Chapter 83:02 by Airports Authority of Trinidad and Tobago Contravention Order AATT Sect 61 (2)
Category Archives: Orders
Order re: Variation of PHC Appointment
In the Matter of Section 21 of the Securities Act, Chapter 83:02 and In the Matter of the Appointment of a Hearing Panel and a Pre-Hearing Conference Panel and in accordance with the Securities Industry (Hearings and Settlements) Practice Rules 2008 Order re Variation of PHC Appointment – July 2018
Contravention Order re Sagicor Financial Corporation Limited
In the Matter of the Contravention of section 65(1) of the Securities Act, 2012 and By-Law 48(1) of the Securities (General) By-Laws 2015 by Sagicor Financial Corporation Limited Contravention Order re Sagicor Financial Corporation Limited
Contravention Order re One Caribbean Media Limited
In The Matter of the Contravention of Section 65(1) of the Securities Act, 2012 and By-Law 48(1) of the Securities (General) By-Laws, 2015 by One Caribbean Media Limited Contravention Order re One Caribbean Media Limited
Order re: De-Listing Sagicor Financial Corporation
In the Matter of Section 45 (1) and 45 (2) of the Securities Act 2012 And In the Matter of Section 159 (10) of the Securities Act 2012 In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-list Sagicor Financial Corporation 6.5% US$1 Convertible Redeemable …
Order re: De-Registration of the National Football Stadium Company Limited
In the Matter of an Application by The National Football Stadium Company Limited for De-Registration as a Reporting Issuer pursuant to Sections 71(1)(b) and 159 of the Securities Act, 2012 De-Registration Order re The National Football Stadium Company Limited
Order re: De-Registration Barclay’s Funds
In the Matter of an Application by Carne Global Financial Services Limited for the de-registration of Barclays Funds (formerly Barclays Euro Funds SICAV) from the Commission’s Register of Mutual Funds De-Registration Order re Barclays Funds
Contravention Order re: RBTT Finance Limited
In The Matter of the Contravention of section 65(1) of the Securities Act, 2012 and By-Law 48(1) of the Securities (General) By-Laws, 2015 by RBTT Finance Limited Contravention Order re RBTT Finance Limited
Order re: Delisting Bourse Brazil Latin Fund
In the Matter of Section 45 (1) of the Securities Act 2012 And In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to de-list the Bourse Brazil Latin Fund from its Official List Delisting Order re Bourse Brazil Latin Fund
Contravention Order re: Airports Authority of T&T
In the Matter of the Contravention of Section 61(2) of the Securities Act, 2012 by Airports Authority of Trinidad and Tobago Contravention Order re AATT