In The Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws, 2015 By Point Lisas Industrial Port Development Corporation Limited Contravention Order re PLIPDECO – $10,000.00
In The Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws, 2015 By Point Lisas Industrial Port Development Corporation Limited Contravention Order re PLIPDECO – $2,000.00
In The Matter of the Contravention of Section 136(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Kathryn Abdulla Contravention Order re Kathryn Abdulla – $24,600.00
In The Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By Sagicor Funds Incorporated Contravention Order re Sagicor Funds Incorporated – $2,700.00
In The Matter of the Contravention of Section 61(2) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By One Caribbean Media Limited Contravention Order re One Caribbean Media Limited – $2,700.00
In The Matter of the Contravention of By-Law 28 of the Securities (General)By-Laws 2015 By Capital Markets Elite Group Limited Contravention Order re Capital Markets Elite Group – $25,000.00
In the Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53 of the Securities (General) By-Laws 2015 By Capital Markets Elite Group Limited Contravention Order re Capital Markets Elite Group – $23,000.00
In the Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago, and By-Law 48(1) of the Securities (General) By-Laws, 2015 by RBC Royal Bank (Trinidad and Tobago) Limited Contravention Order re RBC Royal Bank (Trinidad and Tobago) Limited – …
In the Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago, and By-Law 47(c) of the Securities (General) By-Laws, 2015 by RBC Royal Bank (Trinidad and Tobago) Limited Contravention Order re RBC Royal Bank (Trinidad and Tobago) Limited – $32,000.00
In The Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago, and By-Law 48(1) of the Securities (General) By-Laws, 2015 By RBC Merchant Bank (Caribbean) Limited Contravention Order re RBC Merchant Bank (Caribbean) Limited – $62,000.00
