In the Matter of the Contravention of Section 136(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Henry Peter Ganteaume Read more -> Contravention Order re Henry Peter Gantueme – $16,050.00 – 11th October 2021
In the Matter of the Contravention of Section 51(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Funds International Limited Add media -> Contravention Order re Funds International Limited – $150,000.00 – 11th October 2021
In the Matter of the Contraventions of Section 136(2) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Douglas Fridrik Parkhill Read more -> Contravention Order re Douglas Fridrik Parkhill – $18,200.00 – 11th October 2021
In the Matter of an Amendment to the Order of the Commission dated June 14, 2021 granting the NCB Financial Group Limited an Exemption from By-laws 11,12,13,14,15 and 16 of the Securities Industry (Take-Over) By-Laws 2005 Read more -> Amendment to Order re NCB Financial Group Limited Exemption – …
In the Matter of Section 7(n) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter of the Development of a Centralized Repository and Registration System Framework by the Trinidad and Tobago Securities and Exchange Commission Read More>>> …
In the Matter of a Contravention of Section 64(1) (a), (b) and (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by Agostini’s Limited Read More >>> Contravention Order re Agostini’s Limited – $19,200.00 – 16th September 2021
In the Matter of Contraventions of Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(2) of the Securities (General) By-Laws, 2015 By Capital Markets Elite Group (Trinidad and Tobago) Limited Contravention Order re Capital Markets Elite Group (T&T) …
In the Matter of the Contravention of 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(3) of the Securities (General) By-Laws, 2015 By Scotia Caribbean Income Fund Inc. Read More >>> Contravention Order re Scotia Caribbean Income …
In the Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws 2015 By National Enterprises Limited Read More >>>>Contravention Order re National Enterprises Limited – $183,600.00 …
In the Matter of the Contravention of Section 64(1)(a), (b) and (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Scotiabank Trinidad and Tobago Limited Read more -> Contravention Order re Scotia Trinidad and Tobago Limited – $29,800.00 – 31st …
