In the Matter of Sections 71(1)(b) and 155(1A)(e) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter of an Application for the de-registration of the Scotiabank Trinidad and Tobago Fixed Income Fund Inc. and the Scotiabank Trinidad and Tobago …
In The Matter of the Contravention of Section 63(a) of the Securities Act Chap 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General), By-Laws 2015 By Citibank Trinidad and Tobago Limited Contravention Order re Citibank – $3,400
In The Matter of the Contravention of Section 63(a) of the Securities Act Chap 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General), By-Laws 2015 By Citibank Trinidad and Tobago Limited Contravention Order re Citicorp Merchant Bank – $3,400
In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws, 2015 By Capital Markets Elite Group (Trinidad and Tobago) Limited Contravention Order re Capital Markets Elite …
In the Matter of the Contravention of Section 136(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Andrew Leo-Rhynie Contravention Order re Andrew Leo-Rhynie – $36,050
In the Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Airports Authority of Trinidad and Tobago Contravention Order re Airports Authority of Trinidad and Tobago $2,000
In the Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Trinidad and Tobago Mortgage Finance Company Limited Contravention Order re Trinidad and Tobago Mortgage Finance Company Limited -$1,000.00
In the Matter of a Contraventions of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Scotia Caribbean Income Fund Inc. Contravention Order re Scotia Caribbean Income Fund – $3,000.00
In the Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By Sagicor Funds Incorporated Contravention Order re Sagicor Funds Incorporated – $26,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Sagicor Funds Incorporated Contravention Order re Sagicor Funds Incorporated – $1,000.00
