In the Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws, 2015 By Scotia US Dollar Fund Contravention Order re Scotia US Dollar Fund – $145,000
In the Matter of the Contravention of Sections 63(a) of Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Law 2015 By Scotia Money Market Fund Contravention Order re Scotia Money Market Fund- $145,000
In The Matter of the Contravention of Sections 63 (a) of Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47 (c) of the Securities (General) By-Law 2015 By Scotia Canadian Equity Fund Contravention Order re Scotia Canadian Equity Fund – $145,000
In the Matter of the Contravention of Section 64(1)(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Port Authority of Trinidad and Tobago Contravention Order re Port Authority of Trinidad and Tobago – $1,000
In the Matter of the Contraventions of Sections 64(1)(a), (b) & (c) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Point Lisas Industrial Port Development Corporation Limited
In the Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws, 2015 By National Insurance Property Development Company Limited Contravention Order re NIPDEC- $46,500
In the Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws, 2015 By National Insurance Property Development Company Limited Contravention Order re NIPDEC – $14,500
In the Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws, 2015 By National Insurance Property Development Company Limited Contravention Order re NIPDEC – $14,500
In the Matter of the Contravention of Section 61(2) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By L.J. Williams Limited Contravention Order re L.J. Williams – $46,750
In the Matter of the Contravention of By-Law 40 of the Securities (General) By-Laws, 2015 By JMMB Securities T&T Limited Contravention Order re JMMB Securities (T&T) Limited $28,500
