Contravention Order re UTC Cayman – $41,700.00
Section 64(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By The Unit Trust Corporation (Cayman) SPC Limited Contravention Order re UTC Cayman – $41,700.00
Category Archives: Orders
Contravention Order re UTC Cayman – $7,200.00
Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(3) of the Securities (General) By-Laws 2015 By The Unit Trust Corporation (Cayman) SPC Limited Contravention Order re UTC Cayman – $7,200.00
Contravention Order re Point Lisas Industrial Development – $50,000.00
In the Matter of the Contravention of Section 67(2)(c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Point Lisas Industrial Port Development Corporation Limited Contravention Order re Point Lisas Industrial Development – $50,000.00
Contravention Order re Nestle Trinidad and Tobago Limited – $2,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Nestle Trinidad and Tobago Limited Contravention Order re Nestle Trinidad and Tobago Limited – $2,000.00
Contravention Order re JMMB Bank Trinidad and Tobago Limited – $7,000.00
In the Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By JMMB Bank Trinidad and Tobago Limited Contravention Order re JMMB Bank Trinidad and Tobago Limited – $7,000.00
Contravention Order re Guardian Holdings Limited – $22,000.00
In the Matter of the Contravention of Sections 64(1)(a), (b) and (c) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Guardian Holdings Limited Contravention Order re Guardian Holdings Limited – $22,000.00
Contravention Order re Guardian Holdings Limited – $1,000.00
In the Matter of the Contravention of Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(3) of the Securities (General) By-Laws 2015 By Guardian Holdings Limited Contravention Order re Guardian Holdings Limited – $1,000.00
Contravention Order re FCL Financial Limited – $1,000.00
In the Matter of the Contravention of By-Law 40(1) of the Securities (General) By-Laws, 2015 By FCL Financial Limited. Contravention Order re FCL Financial Limited – $1,000.00
Order re: TTSE Rules – Rule 400(2) and Rule 700
In the Matter of Section 40 of the Securities Act, 2012 And In the matter of an application by the Trinidad and Tobago Stock Exchange Limited for the addition of Rule 400(2) [Special Market Listing Requirements] and Rule 700s [Small and Medium Enterprises Mentorship Rules] to its Rules Read …
Contravention Order re Scotia Canadian Equity Fund – $145,000
In the Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By Scotia Global Equity Fund Contravention Order re Scotia Canadian Equity Fund – $145,000