In the Matter of the Contravention of Sections 64(1)(a), (b) & (c) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Nestle Trinidad and Tobago Limited Contravention Order re Nestle Trinidad and Tobago Limited – $101,400.00
In the Matter of the Contravention of Section 64(1)(c) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Endeavour Holdings Limited Contravention Order re EHL- $41,400.00
In the Matter of the Contravention of By-Law 39(1) of the Securities (General) By-Laws, 2015 By Massy Finance GFC Limited Contravention Order re Massy Finance – $1,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Nestle Trinidad and Tobago Limited Contravention Order re Nestle Trinidad and Tobago Limited – $14,000
In the Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republics of Trinidad and Tobago By Nestle Trinidad and Tobago Limited Contravention Order re Nestle Trinidad and Tobago Limited – $3,000
In the Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By Maritime Capital Limited Contravention Order re Maritime Capital Limited – $6,000
In the Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago & By-Law 47(c) of the Securities (General) By-Laws, 2015 By Water and Sewerage Authority of Trinidad and Tobago Contravention Order re WASA – $1,472,800.00
In the Matter of the Contravention of By-Law 40 of the Securities (General) By-Laws, 2015 By B3V Holdings Limited Contravention Order re B3V Holdings – $6,400.00
In the Matter of the Contravention of section 65(1) of the Securities Act, Chapter 83:02of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws, 2015 By Water and Sewerage Authority of Trinidad and Tobago Contravention Order re WASA – $1,139,600.00
In the Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(3) of the Securities (General) By-Laws, 2015 By Water and Sewerage Authority Contravention Order re WASA – $40,200.00
