In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 and By-Law 47(c) of the Securities (General) By-Laws, 2015 By JMMB Group Limited Contravention Order – JMMBGL – $32,000.00
In The Matter of the Contravention of Section 67(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Endeavour Holdings Limited Contravention Order – Endeavour Holdings Limited – $45,000.00
In the Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 and By-Law 48(1) of the Securities (General) By-Laws, 2015 of the Laws of the Republic of Trinidad and Tobago By Capital Markets Elite Group (Trinidad and Tobago) Limited Contravention Order – Capital Markets Elite …
In The Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By L.J. Williams Limited Contravention Order – L.J. Williams- $14,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Endeavour Holdings Limited Contravention Order re Endeavour Holdings Limited – $1,500
In the Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and By-Law 48(1) of the Securities (General) By-Laws, 2015 By Endeavour Holdings Limited Contravention Order re Endeavour Holdings Limited – $4,400.00
In the Matter of the Contravention of Section 64(1)(a) & (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By MPC Caribbean Clean Energy Limited Contravention Order re MPC- $124,000.00
In the Matter of the Contravention of By-Law 40(1) of the Securities (General) By-Laws, 2015 By NCB Capital Markets (Barbados) Limited Contravention Order re NCBCMBL – $91,200.00
In the Matter of the Contraventions of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and By-Law 47(c) of the Securities (General) By-Laws 2015 By National Infrastructure Development Company Limited Contravention Order re NIDCO – $1,663,200.00.docx
In the Matter of Sections 6 (l)7(1) (l), 7(2) and 7(3) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter of the Implementation of a Revised Volume Report for Collective Investment Schemes by the Trinidad and Tobago Securities and …
