Order for settlement re Capital and Credit Financial Group Ltd.
In the matter of contraventions of the Securities Industry Act 1995,by Capital and Credit Financial Group Ltd.
Category Archives: Orders (Contraventions)
Order re TTSEC vs Welthecon et al
On the 14th February 2012 the TTSEC obtained a high court order instructing that the statements and balances on accounts held by the defendants be disclosed to the TTSEC
Order for settlement re Jamaica Public Service Company Limited
In the Matter of the Contraventions of Section 64 (3) of the Securities Industry Act, 1995
By Jamaica Public Service Company Limited
And
In The Matter of A Proposed
Settlement Agreement Pursuant To
Part VIII of
Securities Industry (Hearings And Settlements)
Practice Rules, 2008 (“the Rules”)
Order for settlement re TIDCO
In the Matter of Contraventions of Sections 64 (3), 66 (1) (a) and 66 (2) of the Securities Industry Act, 1995 and By-Laws 55 (1) and 56 (1)
of The Securities Industry By-Laws, 1997
By Tourism and Industrial Development Corporation of Trinidad and Tobago Limited
Order for settlement re CARONI
In the Matter of Contraventions of Sections 64 (3), 66 (1) (a) and 66 (2) of the Securities Industry Act, 1995 and By-Laws 55 (1) and 56 (1)of The Securities Industry By-Laws, 1997 By Caroni (1975) Limited
Order for settlement re WASA SI 116 and 117
In the Matter of the Contraventions of Sections 66 (2) and 66 (1) (a) of the Securities Industry Act, 1995
And By-Law 55 (1) of The Securities Industry By-Laws, 1997
By the Water and Sewerage Authority
Order for settlement re WASA SI 47 and 48
In the Matter of the Contraventions of By-Law 56 (1) of The Securities Industry By-Laws, 1997
And Section 64 (3) of the Securities Industry Act, 1995
By the Water and Sewerage Authority
Order for settlement re Trinidad and Tobago Housing Development Corporation
In the Matter of Contraventions of Sections 64 (3), 66 (1) (a) and 66 (2) of the Securities Industry Act, 1995
And By-Laws 55 (1) and 56 (1)
of The Securities Industry By-Laws, 1997
Order for settlement re Cool Petroleum (St. Lucia) Limited
In The Matter of a Contravention of Section 64 (3) of the Securities Industry Act, 1995
By Cool Petroleum (St. Lucia) Limited
Order for settlement re PLIPDECO
In The Matter of a Contravention of Section 66 (3) of the Securities Industry Act, 1995
By Point Lisas Industrial Port Development
Corporation Limited