Contravention Order re Sagicor Life Incorporated
In The Matter of the Contravention of By-Law 39(1) of the Securities (General) By-Laws, 2015 by Sagicor Life Incorporated. TTSEC Order re Sagicor Life Incorporated
Category Archives: Orders (Contraventions)
Contravention Order re National Flour Mills
In The Matter of the Contravention of Section 65 (1) of the Securities Act, 2012 and By-Law 48(1) of the Securities (General) By-Laws, 2015. TTSEC Order re National Flour Mills
Contravention Order re Mr. Wayne Yip Choy
In The Matter of Section 21(e) of the Securities Act 2012 and Part III of the Securities Industry (Hearings and Settlements) Practice Rules 2008 and in The Matter of the Contravention of Section 136(2) of the Securities Act 2012 by Mr. Wayne Yip Choy. Wayne Yip Choy
Contravention Order re SHBL Investments Limited
In The Matter of Section 21(e) of the Securities Act 2012 and Part III of the Securities Industry (Hearings and Settlements) Practice Rules 2008 and in The Matter of the Contravention of By-Law 39 (1) of the Securities (General) By-Laws 2015 by SHBL Investments Limited. SHBL Investments Limited
Contravention Order re One Caribbean Media Limited
In The Matter of the Contravention of Section 65 (1) of the Securities Act, 2012 and By-Law 48(1) of the Securities (General) By-Laws, 2015 by One Caribbean Media Limited. One Caribbean Media
Contravention Order re Mora Ven Holdings Limited
In The Matter of Section 21(e) of the Securities Act 2012 and Part III of the Securities Industry (Hearings and Settlements) Practice Rules 2008 and in The Matter of the Contravention of Section 61(2) of the Securities Act 2012 by Mora Ven Holdings Limited. Mora Ven Holdings Ltd.
Contravention Order re Education Facilities Company Limited (2)
In The Matter of the Contravention of Section 66(1) of the Securities Act, 2012 by Education Facilities Company Limited Education Facilities Company Ltd. – 2
Contravention Order re Education Facilities Company Limited
In The Matter of the Contravention of Section 66(1) of the Securities Act, 2012 by Education Facilities Company Limited Education Facilities Company Ltd. – 1
Contravention Order re Fortress OAM Overseas Fund Limited
In The Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 and By-Law 47(c) of the Securities (General) By-laws 2015 by Fortress OAM Overseas Fund Limited Fortress OAM Overseas Fund Ltd.
Contravention Order re CIBC Private Client Fund Limited
In The Matter of the Contravention of Section 63(a) of the Securities Act, 2012 and By-Law 47(c) of the Securities (General) By-Laws, 2015 and In The Matter of the Contravention of Section 66(1) of the Securities Act, 2012 by CIBC Private Client Fund Limited CIBC Private Client Fund Ltd.