Contravention Order -GAMISL – $2000.00
In The Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By Guardian Asset Management and Investment Services Limited Contravention Order -GAMISL – $2000.00
Category Archives: Orders (Contraventions)
Contravention Order – WISE – $3,000.00
In the Matter of the Contravention of Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago, and By-Law 53(2) of the Securities (General) By-Laws 2015 By West Indies Stockbrokers Limited Contravention Order – WISE – $3,000.00
Contravention Order – PHL- $1,000.00
In The Matter of a Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Prestige Holdings Limited Contravention Order – PHL- $1,000.00
Contravention Order- TTHDC- $17000.00
In The Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Trinidad and Tobago Housing Development Corporation Contravention Order- TTHDC- $17000.00
Contravention Order – Mr. Avinash Bissessar – $23,800.00
In The Matter of a Contravention of Section 136(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Avinash Bissessar Contravention Order – Mr. Avinash Bissessar – $23,800.00
Contravention Order Nestle – $25,000.00
In the Matter of a Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws, 2015 By Nestle Trinidad and Tobago Limited. Order – NTTL – $25,000.00
Contravention Order MTS – $ 1,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By National Maintenance Training and Security Company Limited. Order – MTS – $1,000.00
Contravention Order Fig Tree Financial Limited – $1,000.00
In the Matter of the Contravention of By-Law 39(1) of the Securities (General) By-Laws 2015 By Fig Tree Financial (T&T) Limited. Order – Fig Tree Financial – $1000.00
Contravention Order FCL Financial Limited – $1,000.00
In The Matter of the Contravention of By-Law 39(1) of the Securities (General) By-Laws, 2015 By FCL Financial Limited. Order – FCL Financial $1000.00
Contravention Order JMMBGL – $11,000.00
In The Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws, 2015 By JMMB Group Limited. Order – JMMB Group Limited – $11,000.00