Contravention Order re: Ansa Merchant Bank Limited
In the Matter of Contravention of By-Law 28 of the Securities (General) By-Laws 2015 by Ansa Merchant Bank Limited Order re Ansa Merchant Bank – $28,900
Category Archives: Orders (Contraventions)
Contravention Order re: Port Authority of Trinidad and Tobago – $1,000.00
In The Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By PORT AUTHORITY OF TRINIDAD AND TOBAGO Contravention Order re Port Authority of Trinidad and Tobago – $1,000.00
Contravention Order re: National Enterprises Limited – $14,000.000
In The Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws 2015 By National Enterprises Limited Contravention Order re National Enterprises Limited – $14,000.000
Contravention Order re: GAMISL – $2,000.00
In the Matter of the Contravention of Section 64(1)(c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Guardian Asset Management and Investment Services Limited Contravention Order re GAMISL – $2,000.00
Contravention Order re: National Flour Mills Limited- $16,800.00
In The Matter of the Contravention of Section 64(1)(c) of the Securities Act, 2012 by National Flour Mills Limited. Contravention Order re National Flour Mills – $16,800.00
Contravention Order re: Guardian Group Trust Limited- $62,050.00
In the Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53 of the Securities (General) By-Laws, 2015. Contravention Order re Guardian Group Trust – $62,050.00
Contravention Order re: National Insurance Property Development Company Limited- $158,250.00
In the Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws, 2015. Contravention Order re National Insurance Property Development Company – $158,250.00
Contravention Order re: UDeCoTT – $110,000.00
In The Matter of the Contravention of Section 64(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Urban Development Corporation of Trinidad and Tobago Contravention Order re UDeCoTT – $110,000.00
Contravention Order re: UDeCoTT – $31,000.00
In the Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53 of the Securities (General) By-Laws, 2015 By Urban Development Corporation of Trinidad and Tobago Contravention Order re UDeCoTT – $31,000.00
Contravention Order re: UDeCoTT – $3,000.00
In The Matter of the Contravention of Section 64(1)(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Urban Development Corporation of Trinidad and Tobago Contravention Order re UDeCoTT – $3,000.00