Contravention Order re Scotia Trinidad and Tobago Limited – $9,400.00

In the Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By-Law 53 of the Securities (General) By-Laws, 2015 By Scotiabank Trinidad and Tobago Limited   Read More >>> Contravention Order re Scotia Trinidad and Tobago …

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Contravention Order re Scotia Caribbean Income Fund Inc. – $150,350.00

In the Matter of the Contraventions of Section 64 (1) (a), (b) and (c) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Scotia Caribbean Income Fund Inc.   Read More>>> Contravention Order re Scotia Caribbean Income Fund Inc. – $150,350.00 – …

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Contravention Order re Bourse Securities Limited – $6,400.00

In the Matter of the Contravention of Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(2) of the Securities (General), By-Laws 2015 By Bourse Securities Limited   Read more->Contravention Order re Bourse Securities Limited – $6,400.00 – 31st …

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Contravention Order re Sagicor Financial Company Limited – $25,200.00

In the Matter of the Contravention of Section 64(1)(c) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Sagicor Financial Company Limited.   Read More >>>Contravention Order re Sagicor Financial Company Limited – $25,200.00 – 17th August 2021

Contravention Order re UTC (Cayman) SPC Limited – $61,400.00

In the Matter of the Contravention of Section 65(1) Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws 2015 By The Unit Trust Corporation (Cayman) SPC Limited   Read More >>> Contravention Order re UTC (Cayman) SPC …

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Contravention Order re UTC (Cayman) SPC Limited – $56,000.00

In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By The Unit Trust Corporation (Cayman) SPC Limited   Read More >>> Contravention Order re UTC …

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