that the Commission issued a temporary order dated the 4th day of December 2008 in accordance with section 133 (1) (c) of the Securities Industry Act, 1995 (“SIA”) in respect of the revised Trinidad and Tobago Stock Exchange Rule 227 and the Horizon Trading Rule 10.2
On the 14th day of October 2008 the Trinidad & Tobago Stock Exchange Limited (“the Stock Exchange”) filed a copy of the proposed amendments to the Stock Exchange Rule 227 and Horizon Trading Rule 10.2 for approval by the Trinidad and Tobago Securities and Exchange Commission.
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”), for the purpose of the discharge of its functions, has formulated principles for Insider Reporting for the guidance of the securities industry.
The Trinidad & Tobago Stock Exchange is proposing amendments to the Stock Exchange Rule 227 and Horizon Trading Rule 10.2
The Trinidad and Tobago Securities and Exchange Commission is inviting any interested persons to submit written comments on the proposed amendments to the Stock Exchange Rules no later than September 15, 2008
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) has recommended to the Minister of Finance an amendment to the Securities Industry By-Laws, 1997 (“the By-Laws”) pursuant to section 131 of the Securities Industry Act, 1995 (“the Act”).
Further to the public notice issued in this newspaper and notices to shareholders dated November 27th 2006, please be advised that the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) held a hearing pursuant to section 134 of the Securities Industry Act, 1995 (“the Act”),
The Trinidad and Tobago Central Depository Limited (“the TTCD”) filed with the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) a proposal to amend its Service Rules pursuant to section 40(1) of the Securities Industry Act, 1995 (“the Act”). The purpose of the amendment is to provide for the introduction of a registration and transfer agent service.
The Trinidad and Tobago Stock Exchange Limited (“the Stock Exchange”) by letter dated June 22, 2005, filed with the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) a proposal to amend the Trinidad and Tobago Stock Exchange Rules pursuant to section 40(1) of the Securities Industry Act, 1995 (“the Act”). The purpose of the amendment is to provide for an error account.
