Having investigated complaints from investors regarding the actions of Lawrence Cole, Alpha Savings and Trust Ltd., Flagship Financial Investments Co-operatives the TTSEC has received a judgement in the High Court against the defendants
Over the period April 1, 2010 to March 31st 2011 certain entities’ registrations with the Commission expired.
Having monitored the operations of the Stock Exchange Rule 227 and the Horizon Trading Rule 10.2, the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) granted its final order approving the said rules of the Trinidad and Tobago Stock Exchange Limited (“TTSE”) which implemented the Board Lots.
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The T&T Stock Exchange proposes to amend the Stock Exchange Rule 405 (1) and the Horizon Trading Rule 12.8 with respect to the price band
The Commission issued a temporary order of December 4, 2008 in accordance with section 133 (1) (c) of the Securities Industry Act, 1995 (“SIA”) to allow the operation of the revised Trinidad and Tobago Stock Exchange Rule 227 and the Horizon Trading Rule 10.2
On the 19th day of November 2008 the Trinidad and Tobago Stock Exchange Limited (“the Stock Exchange”) deemed to be duly registered as a Self-Regulatory Organization under section 34 of the Securities Industry Act, 1995 (“the SIA”) filed with the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) a proposal of its new rules together with a concise statement of substance and purpose of the proposed rules for the approval of the Commission pursuant to section 40 of the SIA.
that the Commission issued a temporary order dated the 4th day of December 2008 in accordance with section 133 (1) (c) of the Securities Industry Act, 1995 (“SIA”) in respect of the revised Trinidad and Tobago Stock Exchange Rule 227 and the Horizon Trading Rule 10.2
On the 14th day of October 2008 the Trinidad & Tobago Stock Exchange Limited (“the Stock Exchange”) filed a copy of the proposed amendments to the Stock Exchange Rule 227 and Horizon Trading Rule 10.2 for approval by the Trinidad and Tobago Securities and Exchange Commission.
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”), for the purpose of the discharge of its functions, has formulated principles for Insider Reporting for the guidance of the securities industry.
