Public Notice in matter of TTSEC vs Lawrence Cole et al

The public is asked to note that in June, 2010 the Trinidad and Tobago Securities and Exchange Commission (TTSEC) initiated action via a statement of case to the High Court against Lawrence Cole, Alpha Savings and Trust Ltd., Flagship Financial Investments Co-operative Society, Safe Holdings and Trust Ltd and Christian Credit union Co-operative Society Ltd

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Notice re Amendments to Stock Exchange Rules

On the 19th day of November 2008 the Trinidad and Tobago Stock Exchange Limited (“the Stock Exchange”) deemed to be duly registered as a Self-Regulatory Organization under section 34 of the Securities Industry Act, 1995 (“the SIA”) filed with the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) a proposal of its new rules together with a concise statement of substance and purpose of the proposed rules for the approval of the Commission pursuant to section 40 of the SIA.

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