Further to Public Health [2019 Novel Coronavirus (2019-nCoV)] (No.8) Regulations,2020, otherwise referred to as the ‘Stay at Home Order’, published by the Government of the Republic of Trinidad and Tobago on Monday 6th April, 2020, the temporary closure of the offices of the Trinidad and Tobago Securities and Exchange Commission …
In the Matter of Section 155(1A)(e) and 159(10) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Act”) and In the Matter of the Impact of the Novel Coronavirus Disease 2019 (“COVID-19”) pandemic on the Submission of Continuous Disclosures and Filings by …
THE PUBLIC IS HEREBY NOTIFIED that the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) imposes administrative fines pursuant to sections 156 and 156A of the Securities Act Chap 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Securities Act”)for contraventions of the Securities Act and …
NOTICE TO STAKEHOLDERS Effective Tuesday 31st March to Wednesday 15th April, 2020, the offices of the Trinidad and Tobago Securities and Exchange Commission (“the Commission”), located at Levels 22 and 23, Tower D, International Waterfront Centre, will be temporarily closed to the public in accordance with the guidelines for non-essential …
• Pursuant to provisions of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Act”) and the Securities (General) By-Laws 2015 (the “By-Laws”), Registrants of the Trinidad and Tobago Securities and Exchange Commission (the “Commission”) and some non-Registrants are required to make various …
The public is advised that the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) is seeking to ensure a safe work environment and has implemented procedures which are consistent with the actions taken by Government in the wake of the Coronavirus Pandemic. The Commission has therefore taken a decision …
On March 16, 2020, the Government of the Republic of Trinidad and Tobago announced that a number of measures will be taken in an attempt to contain the spread of the coronavirus (“COVID-19”) within Trinidad and Tobago. Similarly, the Commission is continuing to ramp up its response to COVID-19, as …
In the Matter of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Securities Act”) and the Securities Industry (Hearings and Settlements) Practice Rules 2008 (“the Hearings Rules”) And In the Matter of an Investigation pursuant to section 150 (6) of the Act …
TAKE NOTICE that on the 18th day of October 2019, the Trinidad and Tobago Stock Exchange Limited (“the TTSE”), a duly registered Self-Regulatory Organisation under section 36 of the Securities Act, 2012 (“the Act”), filed with the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) a concise Statement of …
The Commission hereby provides notice that a draft of the Trinidad and Tobago Securities and Exchange Commission’s (TTSEC’s) Collective Investment Schemes By-Laws (“the Draft CIS By-Laws”) and a Statement of Substance and Purpose are now available for comment (send to: cisby-laws@ttsec.org.tt). These Draft CIS By-Laws are being proposed under section …
