In the Matter of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Securities Act”) and the Securities Industry (Hearings and Settlements) Practice Rules 2008 (“the Hearings Rules”) And In the Matter of an Investigation pursuant to section 150 (6) of the Act …
TAKE NOTICE that on the 18th day of October 2019, the Trinidad and Tobago Stock Exchange Limited (“the TTSE”), a duly registered Self-Regulatory Organisation under section 36 of the Securities Act, 2012 (“the Act”), filed with the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) a concise Statement of …
The Commission hereby provides notice that a draft of the Trinidad and Tobago Securities and Exchange Commission’s (TTSEC’s) Collective Investment Schemes By-Laws (“the Draft CIS By-Laws”) and a Statement of Substance and Purpose are now available for comment (send to: cisby-laws@ttsec.org.tt). These Draft CIS By-Laws are being proposed under section …
Public Notice re Administrative Fines THE PUBLIC IS HEREBY NOTIFIED that the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) imposes administrative fines pursuant to sections 156 and 156A of the Securities Act Chap 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Securities Act”)for contraventions …
Mkt Advisory Cir Ltr Re CIS By-Laws CIS presentation for the Stakeholders 20 Feb 19
Notice of Draft Guidelines – December 31st 2018
In accordance with Section 159(12) of the Securities Act, Chapter 83:03 of the Laws of the Republic of Trinidad and Tobago (also referred to herein as the Securities Act, 2012”), the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) is required to issue a Notice in at least two …
TAKE NOTICE that the Trinidad and Tobago Securities and Exchange Commission (the Commission) will convene a hearing to consider the contravention of Sections 63(a) and 65(1) of the Securities Act, 2012 and By-Laws 47(c) and 48(1) of the Securities (General) By-Laws, 2015 by the National Insurance Property Development Company Limited. …
Members of the public are advised that the Trinidad and Tobago Securities and Exchange Commission will be varying its hours of operation from 8.00 a.m. to 12.00 noon on the following days: Friday December 22, 2017 Friday December 29, 2017 Any inconvenience caused is regretted.
In accordance with Section 159 (12) of the Securities Act, 2012 (SA, 2012), the Trinidad and Tobago Securities and Exchange Commission (the Commission) is required to issue a Notice in at least two newspapers notifying the public of the Orders published on its website. Documented below is a list of …
