Public Notice – Commission’s Orders for the period July 1, 2019 to September 30, 2020.

In accordance with Section 159(12) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (also referred to herein as the “Securities Act, 2012”), the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) is required to issue a Notice in at least two …

Continue reading

Notice of Amendments To Securities Act, Chapter 83:02 Of the Laws of Trinidad and Tobago

Please be advised that on the 8th May 2020, Her Excellency Paula-Mae Weekes O.R.T.T., President of the Republic of Trinidad and Tobago gave assent to the Miscellaneous Amendments Act, 2020 8th May 2020 (“the Act”), which amended several pieces of legislation including the Securities Act, Chapter 83:02 of the Laws …

Continue reading

Re: Moratorium Extension of Registration – 2nd C-19 Notice to Registrants

SECOND NOTICE TO REGISTRANTS LIMITED COVID-19 FILING MORATORIUM AND EXTENSION OF CERTAIN REGISTRATIONS Pursuant to provisions of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Act”) and the Securities (General) By-Laws 2015 (the “By-Laws”), Registrants of the Trinidad and Tobago Securities and …

Continue reading

Onboarding Guidelines-Joint Regulatory Guidance – COVID-19 Measures

JOINT REGULATORY GUIDANCE ON COMPLYING WITH AML/CFT VERIFICATION REQUIREMENTS IN LIGHT OF COVID-19 MEASURES   Trinidad and Tobago and the world in general, have faced an unprecedented set of circumstances linked to the coronavirus (COVID-19) pandemic, particularly during this period of social distancing, self-isolation and other disruptions to everyday business. …

Continue reading