Regional regulators of securities markets from the Bahamas, Barbados and Guyana attended a Securities Investigator’s Training Programme hosted by the Securities and Exchange Commission (SEC). The training was primarily held for the staff of the Market Regulation & Surveillance, Legal Advisory & Enforcement and Policy Research & Planning Divisions of the Commission.
Following agreement between CIBC Investments (Cayman) Limited (“CICL”) and Barclays Bank plc (“Barclays Bank”) in June 2006 to acquire Barclays Bank’s 43.7% stake in FirstCaribbean International Bank (“FirstCaribbean”), CICL, Barclays Bank and FirstCaribbean agreed with all regional regulators acting in cooperation, that this transaction would be subject to the highest regulatory standards available in each of and all of the jurisdictions.
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) held a hearing on Friday December 15, 2006 at the Eastern Credit Union La Joya Auditorium Eastern Main Road, St Joseph to consider an application from the Trinidad and Tobago Stock Exchange (“the Stock Exchange”) for the de-listing of the shares of BWIA West Indies Airways Limited (“BWIA”).
Senior members of staff of the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) joined their counterparts from the region at the third annual conference of the Caribbean Group of Securities Regulators (CGSR)
The Commission is strongly advising members of the public that there are inherent risks involved in conducting business with unregistered individuals or entities.
Before you invest, follow these steps:
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) is warning investors to check the registration status of any person or company purporting to deal in securities or offering investment advice.
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) met with stakeholders in the financial services industry at Crowne Plaza on July 18, 2006 to discuss “Guidelines on Capital Requirements for Underwriters and Issuers of Securitized Instruments under the Securities Industry Act, 1995”
Earlier this year, the Trinidad & Tobago Securities & Exchange Commission (“SEC”) welcomed to the helm of the Commission Mr. Terrence Clarke who joined the organization as the General Manager.
The Trinidad and Tobago Securities and Exchange Commission is pleased to announce the relocation of its offices to 57-59 Dundonald Street, Port of Spain.
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