The Trinidad and Tobago Securities and Exchange Commission has published its Guidelines for the Tax Information Exchange Agreement (United States of America) Act, 2017 which takes effect from November 1, 2022. These Guidelines were developed in accordance with section 146 of the Securities Act, Chapter 83:02 after consultation with the …
Guideline for the De-registration of Reporting Issuers and CIS 2022
Effectively implemented AML-CFT regimes are essential to protect the integrity and stability of capital markets and protect the sector from financial abuse and criminal economic activity. Being cognizant of the negative impact of money laundering and terrorist financing on the country’s financial sector, the Commission has developed guidelines which supports both the current domestic legislative framework and international best practice
Sale and Repurchase Agreements Guidelines-July 2018
The proposed amendments to the Repurchase Agreement Guidelines of April, 2012 (the “proposed amended Guidelines”) are being made pursuant to Section 146 of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Securities Act”) to provide further operational guidance for the purpose of …
Sale and Repurchase Agreements Guidelines Draft Amended Repo Guidelines – March 2017 – For Market Comment
An application for the approval of Compliance Officers in reference to the TTSEC’s AML-CFT guidelines can be submitted via this form.
An application for the approval of Compliance Officers in reference to the TTSEC’s AML-CFT guidelines can be submitted via this form.
The Commission recognizes the need for the regulation of the Repurchase Agreement Market, not only due to the mandate of the Commission under the Securities Industry Act, 1995 to ensure the orderly development of the capital market, but also as a result of the size of the industry and the potential systemic risks that are posed to the financial system if the market is left unregulated.
The Trinidad and Tobago Securities and Exchange Commission has developed a draft repurchase transaction agreement for the benefit of members of the market who wish to engage in Repo transactions.
