NOTICE TO REGISTRANTS – LIMITED COVID-19 FILING MORATORIUM

Pursuant to provisions of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Act”) and the Securities (General) By-laws 2015 (the “By-laws”), Registrants of the Trinidad and Tobago Securities and Exchange Commission (the “Commission”) and some non-Registrants are required to make various types …

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RE: Commission’s Temporary Operational Arrangements – Reminder Notice (003)

Trinidad and Tobago Securities and Exchange Commission Notice of Temporary Operational Arrangements The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) has taken note of the provisions of, the Emergency Powers Regulations, 2021, Legal Notice 142 of 2021, made by the President of the Republic of Trinidad and Tobago …

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Re: Moratorium Extension of Registration – 2nd C-19 Notice to Registrants

SECOND NOTICE TO REGISTRANTS LIMITED COVID-19 FILING MORATORIUM AND EXTENSION OF CERTAIN REGISTRATIONS Pursuant to provisions of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Act”) and the Securities (General) By-Laws 2015 (the “By-Laws”), Registrants of the Trinidad and Tobago Securities and …

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Onboarding Guidelines-Joint Regulatory Guidance – COVID-19 Measures

JOINT REGULATORY GUIDANCE ON COMPLYING WITH AML/CFT VERIFICATION REQUIREMENTS IN LIGHT OF COVID-19 MEASURES   Trinidad and Tobago and the world in general, have faced an unprecedented set of circumstances linked to the coronavirus (COVID-19) pandemic, particularly during this period of social distancing, self-isolation and other disruptions to everyday business. …

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