TTSEC – TTSEC

Securities Bill 2007

This Act may be cited as the Securities Act, 2007. The purposes of this Act are – (a) to provide protection to investors from unfair, improper or fraudulent practices; (b) to foster fair and efficient capital markets and confidence in the capital markets in Trinidad and Tobago and to reduce systemic risk; and (c) to co-operate with other jurisdictions in the development of fair and efficient capital markets. This Act comes into operation on a date to be fixed by the President by Proclamation.

Rights and Responsibilities

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Decision in regard to the delisting of BWIA

The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) held a hearing on Friday December 15, 2006 at the Eastern Credit Union La Joya Auditorium Eastern Main Road, St Joseph to consider an application from the Trinidad and Tobago Stock Exchange (“the Stock Exchange”) for the de-listing of the shares of BWIA West Indies Airways Limited (“BWIA”).

Request for the delisting of BWIA

Investor Notice re ISCI Global

The public is hereby advised that ISCI Global Limited is no longer registered with the Trinidad and Tobago Securities and Exchange Commission as an investment adviser and is therefore no longer authorized to conduct such business.

Public Notice

Further to the public notice issued in this newspaper and notices to shareholders dated November 27th 2006, please be advised that the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) held a hearing pursuant to section 134 of the Securities Industry Act, 1995 (“the Act”),

Avoiding Investment Pitfalls

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Presentation to Auditors

On November 24th 2006 the Securities and Exchange Commission gave a presentation to auditors on the regulatory requirements of their trade

Notice of BWIA hearing

The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) will hold a Hearing pursuant to section 134 of the Securities Industry Act, 1995 (“the Act”), at the Eastern Credit Union La Joya Auditorium, Eastern Main Road, St Joseph on the 15th day of December, 2006, at 10:00 a.m.

Public Notice re Ramy Ghattas

The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) has confirmed that a foreign national, Mr. Ramy Ghattas an employee or agent of Bear, Stearns & Co. Inc. (“Bear Stearns”), has on a number of occasions visited and conducted business of a securities nature in the Republic of Trinidad and Tobago.

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