Inauguration of the Securities Dealers Association of Trinidad and Tobago
Inauguration of the Securities Dealers Association of Trinidad and Tobago
Author Archives: TTSEC
Insider trading
“Insider trading” (also known as “insider dealing”) occurs when someone makes an investment decision based on information that is not yet known to the public at large. Sometimes trading on this information allows persons to make a profit. At other times it can help them avoid a loss. Either way this type of trading is illegal
Presentation
Mr. Terrence Clarke General Manager of the TTSEC made a presentation at the CCMS 11th Annual Senior Level Policy Seminar entitled ” Fund Management in the Caribbean: Rapid Growth and Regulatory Challenges\" at the Trinidad Hilton and Conference Centre on May 25th 2007.
TTSEC celebrates Health and Safety
The Trinidad and Tobago Securities and Exchange Commission recently hosted a week of Health and Safety activities for its staff
What is the TTSEC
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Your Rights and Responsibilities as an Investor
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Role of the SEC
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Trinidad and Tobago Securities and Exchange Commission hosts Training Programme
Regional regulators of securities markets from the Bahamas, Barbados and Guyana attended a Securities Investigator’s Training Programme hosted by the Securities and Exchange Commission (SEC). The training was primarily held for the staff of the Market Regulation & Surveillance, Legal Advisory & Enforcement and Policy Research & Planning Divisions of the Commission.
Rights of minority shareholders in FCIB share purchase
Following agreement between CIBC Investments (Cayman) Limited (“CICL”) and Barclays Bank plc (“Barclays Bank”) in June 2006 to acquire Barclays Bank’s 43.7% stake in FirstCaribbean International Bank (“FirstCaribbean”), CICL, Barclays Bank and FirstCaribbean agreed with all regional regulators acting in cooperation, that this transaction would be subject to the highest regulatory standards available in each of and all of the jurisdictions.
Proposed prospectus By-Laws
A prospectus distributing securities of a collective investments scheme shall comply with the collective Investment Scheme By-Laws