Warning Notice

The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) has noted that Blue Dreams Co. Ltd. in an advertisement in a daily newspaper last week has offered 50,000 shares to the public as a “”UNIQUE HIGH-YIELD INVESTMENT OPPORTUNITY” at a price of US$3.00 per share.

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Policy Framework for Repurchase Agreements

All financial services activities that involve solicitation and receipt of funds from the public should be subject to regulatory oversight to safeguard the interest of those providing funds. Repurchase Agreements fall into this category and it is recommended that Repurchase Agreement activities by Securities Companies be subject to regulatory oversight by the Commission.

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Notice re Amendments to Stock Exchange Rules

On the 19th day of November 2008 the Trinidad and Tobago Stock Exchange Limited (“the Stock Exchange”) deemed to be duly registered as a Self-Regulatory Organization under section 34 of the Securities Industry Act, 1995 (“the SIA”) filed with the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) a proposal of its new rules together with a concise statement of substance and purpose of the proposed rules for the approval of the Commission pursuant to section 40 of the SIA.

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