Order for settlement re Sagicor Funds Incorporated
In The Matter of
the Contraventions of Section 66 (2) of
the Securities Industry Act, 1995
and By-Laws 55 (1) of the Securities Industry By-Laws, 1997
By Sagicor Funds Incorporated
Author Archives: TTSEC
Market Activity Report – May 2010
Market Activity Report May 2010.pdf
Order for settlement agreement re Port Authority of Trinidad and Tobago
In The Matter of the Contraventions of by-law 56 (1)
of the Securities Industry By-Laws, 1997 (“the By-Laws”)
section 66 (1) (a) of the Securities Industry Act, 1995(Act No. 32 of 1995)
(“the Act”), section 66 (2) of the Act and by-law 55 (1) of the By-Laws
by the Port Authority of Trinidad and Tobago
USSEC Institute for Securities Market Development
Ms. Deborah Thomas-Felix, Chairman of the Trinidad and Tobago Securities and Exchange Commission (TTSEC) will be attending the United States Securities and Exchange Commission’s (USSEC) 20th Annual Institute for Securities Market Development in Washington D.C. from April 19 – 29, 2010.
Order for settlement agreement re LABIDCO
In a matter of a contravention of By-Law 56 (1) of the Securities Industries By-Laws, 1997 by La Brea Industrial Development Company Limited
Order for settlement agreement re MTS
In the matter of a contravention of Section 64 (3) of the Securities Industry Act, 1995 by National Maintenance Training and Security Company Ltd.
Order for settlement re Mora Ven Holdings Ltd.
In the matter of a contravention of section 66(2) of the Securities Industry Act, 1995 and By-Law 55(1) of the Securities Industry By-Laws, 1997 by Mora Ven Holdings Ltd.
Order for settlement agreement re NIPDEC
In the Matter of the Contravention of section 66(2) of the Securities Industry Act, 1995 and by-law 55(1) of The Securities Industry By-Laws, 1997
by the National Insurance Property Development Company Limited
Order for settlement re FNCU Venture Capital Company Limited
In the Matter of Contraventions of Sections 66 (1) (a) and 66 (2) of
The Securities Industry Act, 1995 (“the Act”) and By-Laws 55 (1) and 56 (1) of The Securities Industry By-Laws, 1997 (“the By-Laws”)
By FNCU Venture Capital Company Limited
Notice of Hearing-Trading in TTDRs
TAKE NOTICE that on Friday 16 April, 2010 at 10:30 a.m. in the First Floor Conference Room of the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) located at Nos. 57-59 Dundonald Street, Port of Spain, the Commission will hold a Hearing pursuant to section 134 (1) of the Securities Industry Act, 1995 (“the Act”);