With the emergence and phenomenal growth of financial technology (FinTech) globally, has been the rise of Automated Advice Tools or what is otherwise referred to as ‘Robo-Advisers’. These are digital platforms that provide automated, algorithm-driven financial planning services with little to no human supervision. Essentially, this involves a computer programmer creating software …
In the Matter of Sections 71(1)(b) and 159(1) of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Act”) and in the Matter of an Application by Readymix (West Indies) Limited for the Commission to declare that it is no longer a reporting …
In The Matter of the Contravention of Section 64(1)(c) of the Securities Act, 2012 by National Flour Mills Limited. Contravention Order re National Flour Mills – $16,800.00
In the Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53 of the Securities (General) By-Laws, 2015. Contravention Order re Guardian Group Trust – $62,050.00
In the Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws, 2015. Contravention Order re National Insurance Property Development Company – $158,250.00
On Monday 30th September, 2019, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) in collaboration with the Securities Dealers Association of Trinidad and Tobago (SDATT) and the Trinidad and Tobago Stock Exchange Limited (TTSE) launched an educational investing game titled ‘Investor Quest TT’ at its office on Level 22 …
Joint Public Advisory on Virtual Currency by the Central Bank of Trinidad and Tobago, the Trinidad and Tobago Securities and Exchange Commission and the Financial Intelligence Unit of Trinidad and Tobago. Joint_Public_Statement_Virtual_Currency
Sale and Repurchase Agreements Guidelines-July 2018
In the Matter of Sections 155(1), 156(1) and 159 of the Securities Act, Chap. 83:02 (“the Act”) and By-Law 24 of the Securities Industry (Take-Over) By-Laws, 2005 (“the By-Laws”) And In the Matter of NCB Global Holdings Limited’s (“Offeror”) Offer and Take-Over Bid Circular dated December 8, 2017 (and amended …
On Thursday October 19, 2017, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) hosted the semi-final rounds of the Clash of the Debate Titans, Tertiary Level Debate competition at the Arthur Lok Jack Graduate School of Business. Four schools took the stage yesterday evening, two of which advanced to …
