Members of the public are advised that the Trinidad and Tobago Securities and Exchange Commission, located at Levels 22-23, International Waterfront Centre, 1 Wrightson Road, Port of Spain, will be closed on Thursday 24th December, 2020 and its opening hours on Thursday 31st December, 2020, will be from 8am to …
NOTICE is hereby given that in accordance with the provisions of Sections 10 and 12 of the Securities Act Chapter 83:02, of the Laws of the Republic of Trinidad and Tobago, the following persons were recently appointed as Commissioners to the Board of the TTSEC. See attached: TTSEC Notice- …
The Commission proposes to issue these Amendments to the draft Trinidad and Tobago Securities and Exchange Commission (“the Commission”) Collective Investment Schemes By-Laws (“the Draft CIS By-Laws”) which are intended to replace the Collective Investment Scheme Guidelines issued by the Commission in 2008. The Draft CIS By-Laws issued in August …
With the emergence and phenomenal growth of financial technology (FinTech) globally, has been the rise of Automated Advice Tools or what is otherwise referred to as ‘Robo-Advisers’. These are digital platforms that provide automated, algorithm-driven financial planning services with little to no human supervision. Essentially, this involves a computer programmer creating software …
In the Matter of Sections 71(1)(b) and 159(1) of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Act”) and in the Matter of an Application by Readymix (West Indies) Limited for the Commission to declare that it is no longer a reporting …
In The Matter of the Contravention of Section 64(1)(c) of the Securities Act, 2012 by National Flour Mills Limited. Contravention Order re National Flour Mills – $16,800.00
In the Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53 of the Securities (General) By-Laws, 2015. Contravention Order re Guardian Group Trust – $62,050.00
In the Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws, 2015. Contravention Order re National Insurance Property Development Company – $158,250.00
On Monday 30th September, 2019, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) in collaboration with the Securities Dealers Association of Trinidad and Tobago (SDATT) and the Trinidad and Tobago Stock Exchange Limited (TTSE) launched an educational investing game titled ‘Investor Quest TT’ at its office on Level 22 …
Joint Public Advisory on Virtual Currency by the Central Bank of Trinidad and Tobago, the Trinidad and Tobago Securities and Exchange Commission and the Financial Intelligence Unit of Trinidad and Tobago. Joint_Public_Statement_Virtual_Currency
