In the Matter of Section 45 (1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited for the De-Listing of the Government of the Republic of Trinidad and Tobago …
Amendment to the Securities Act_ MAATMA Act 7 of 2020: Mutual Administrative Assistance in Tax Matters Act_Act 7 of 2020
In the Matter of a Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws, 2015 By Nestle Trinidad and Tobago Limited. Order – NTTL – $25,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By National Maintenance Training and Security Company Limited. Order – MTS – $1,000.00
In the Matter of the Contravention of By-Law 39(1) of the Securities (General) By-Laws 2015 By Fig Tree Financial (T&T) Limited. Order – Fig Tree Financial – $1000.00
In The Matter of the Contravention of By-Law 39(1) of the Securities (General) By-Laws, 2015 By FCL Financial Limited. Order – FCL Financial $1000.00
In The Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws, 2015 By JMMB Group Limited. Order – JMMB Group Limited – $11,000.00
Trinidad and Tobago Police Service (TTPS) joins the Trinidad and Tobago Securities and Exchange Commission (TTSEC) in its inquiry into the operations of GetGXL in Trinidad and Tobago. This follows growing allegations of persons being defrauded of large sums of money by the operators of a suspected prohibited scheme. TTSEC …
TTSEC Market Newsletter – News and Updates from the Commission – Issue #32. This publication features articles on Mutual Funds and the Christmas Season, Cyber Security and the Securities Market, Building a Culture of Compliance, Fraud Awareness Campaign, Appointment of new CEO and much more. TTSEC Market Newsletter Issue32 …
Attached are Guidance Documents to complement the Securities (Collective Investment Schemes) Bye-Laws, 2023 (the “Bye-laws”). These market guidance documents covers: The content of the constituent documents for collective investment schemes; Promotion Presentation Standards for collective investment schemes; The content of Key Facts Statements for collective investment schemes; and The content …
