Author Archives: Rachael Rampersad
Contravention Order- TSTT – $39,150.00
In The Matter of a Contravention of Section 64(1)(a), (b) and (c) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Telecommunications Services of Trinidad and Tobago Limited. TTSEC Order – TSTT – $39,150.00
Contravention Order- AMBL- $1,000.00
In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By ANSA Merchant Bank Limited. TTSEC Order – AMBL- $1000.00
Contravention Order- DFL- $1,000.00
In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By Development Finance Limited. TTSEC Order – DFL- $1000.00
Contravention Order- MPF – $1,000.00
In The Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws, 2015 By Mortgage Participation Fund. TTSEC Order – MPF – $1000.00
Contravention Order- PLIPDECO- $1,000.00
In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By Point Lisas Industrial Port Development Corporation Limited. TTSEC Order – PLIPDECO- $1000.00
Contravention Order-TTMBL- $1,000.00
In The Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws, 2015 By Trinidad and Tobago Mortgage Bank Limited. TTSEC Order – TTMBL- $1000.00
TTSEC Bi-Annual Market Newsletter Issue #33
TTSEC Market Newsletter – News and Updates from the Commission – Issue #33. This publication features articles on TTSEC Strategic Stakeholder Engagement Forum, Securities (Collective Investment Scheme) Bye-Laws, 2023, Risk Based Capital and Liquidity Requirements, Your Financial Shield – Understanding TTSE Contingency Fund & TTCD Settlement Assurance Fund, Beneficial Ownership, …
TTSEC Notice-Appointment of Commissioners
NOTICE is hereby given that in accordance with the provisions of Sections 10 (2) and 12 (1) of the Securities Act Chapter 83:02, of the Laws of the Republic of Trinidad and Tobago, that the following persons were recently appointed as Commissioners to the Board of the Trinidad and Tobago …
Contravention Order- SPORTT $21,450.00
In the Matter of a Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) by Law 2015 By The Sports Company of Trinidad and Tobago Limited. TTSEC Order – SPORTT – Section 63(a) and …