Rachael Rampersad – TTSEC

Settlement Order re Murphy Clarke Financial Limited

In The Matter of the Contravention of By-Law 39 (1) of the Securities (General) By-Laws 2015 by Murphy Clarke Financial Limited. Order- Murphy Clarke Financial Limited

Settlement Order re Sagicor Life Incorporated

In The Matter of the Contravention of By-Law 39 (1) of the Securities (General) By-Laws 2015 by Sagicor Life Incorporated. Order- Sagicor Life Incorporated

Settlement Order re Sagicor Financial Corporation

In The Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 and By-Law 48 (1) of the Securities (General) By-Laws 2015 by Sagicor Financial Corporation. Order- Sagicor Financial Corporation

Order Re: Consolidated Delegation of Powers

In the Matter of the delegation of specific responsibilities, powers and functions of the Commission to the Chief Executive Officer and consolidation of all responsibilities, powers and functions previously delegated to the Chief Executive Officer. TTSEC Order re Consolidated Delegation of Powers

Order Re: Trinidad and Tobago Unit Trust Corporation

In the Matter of an Application for Registration of the Trinidad and Tobago Unit Trust Corporation Calypso Macro Index Fund. TTSEC Order for UTC Macro Fund

Order Re: De-Registration of Jamaica Money Market Brokers Limited

In the Matter of an Application by Jamaica Money Market Brokers Limited for de-registration as a Reporting Issuer pursuant to S. 71(1)(b) of the Securities Act 2012 (“the Act”) TTSEC Order re Deregistration of JMMB

Order Re: Stallion Property Trust

In The Matter of an Application for Registration of the Stallion Property Trust as a Reporting Issuer and Collective Investment Scheme. TTEC Order re Stallion Property Trust

Order Re: National Insurance Board of T&T

In the matter of an allegation that the National Insurance Board of Trinidad and Tobago contravened the Securities Industry (Take-Over) By-Laws 2015. TTEC Order re NIBTT June 2015