TTSEC Market Newsletter – News and Updates from the Commission – Issue #34. This publication features articles on Beneficial Ownership Reporting Framework – Promoting Transparency Among Reporting Entities, Navigating Disclosure Obligations: Ensuring Transparency in Reporting, National Brand Awareness, Perception & Knowledge Survey, Inaugural Investor Education (IE) Community Outreach Roadshow, Regulating …
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) proposes to issue an amendment to the Schedule 1 of the Securities (General) By-Laws 2015 and Schedule 1 of the Securities (Collective Investment Schemes) Bye-Laws 2023 (“the Fee Schedules”). The amendments to the Fee Schedules seek to adjust fees …
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) proposes to issue an amendment to the Schedule 1 of the Securities (General) By-Laws 2015 and Schedule 1 of the Securities (Collective Investment Schemes) Bye-Laws 2023 (“the Fee Schedules”). The amendments to the Fee Schedules seek to adjust fees that …
TTSEC Annual Schedule of Planned Procurement Activities 2024 2025 V1
The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) would like to express our gratitude to all stakeholders for their invaluable contributions made during the first and second round of public consultation on the Draft Risk Based Capital Adequacy and Liquidity (“RBCAL”) Bye-Laws. On receipt of feedback, the TTSEC compiled …
In The Matter of a Contravention of Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(2) of the Securities (General), By-Laws 2015 By Firstline Securities Limited. Order – Firstline Securities Limited- $154,000.00
In The Matter of a Contravention of Section 56(4) of the Securities Act Chapter 83:02 and By-Law 53(2) of the Securities (General), By-Laws 2015 of the Laws of the Republic of Trinidad and Tobago By NCB Merchant Bank (Trinidad and Tobago) Limited. Order – NCB Merchant Bank (Trinidad and …
In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law47(c) of the Securities (General) By-Laws, 2015 By Nestle Trinidad and Tobago Limited. Order – Nestle Trinidad and Tobago Limited – $2,000.00
In the Matter of a Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) by Law 2015 By Trinidad and Tobago NGL Limited. Order – Trinidad and Tobago NGL Limited – $28,500.00
In the Matter of a Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) by Law 2015 By Trinidad and Tobago NGL Limited. Order – Trinidad and Tobago NGL Limited- $19,500.00
