Annual Report 2023
TTSEC Annual Report 2023 TTSEC Annual Report 2023
Author Archives: Rachael Rampersad
TTSEC Bi-Annual Market Newsletter Issue #34
TTSEC Market Newsletter – News and Updates from the Commission – Issue #34. This publication features articles on Beneficial Ownership Reporting Framework – Promoting Transparency Among Reporting Entities, Navigating Disclosure Obligations: Ensuring Transparency in Reporting, National Brand Awareness, Perception & Knowledge Survey, Inaugural Investor Education (IE) Community Outreach Roadshow, Regulating …
TTSEC Notice – Public Consultation on Fee Revision
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) proposes to issue an amendment to the Schedule 1 of the Securities (General) By-Laws 2015 and Schedule 1 of the Securities (Collective Investment Schemes) Bye-Laws 2023 (“the Fee Schedules”). The amendments to the Fee Schedules seek to adjust fees …
Public Consultation- Amendments to Securities (General) Bye-Laws and CIS Bye-Laws
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) proposes to issue an amendment to the Schedule 1 of the Securities (General) By-Laws 2015 and Schedule 1 of the Securities (Collective Investment Schemes) Bye-Laws 2023 (“the Fee Schedules”). The amendments to the Fee Schedules seek to adjust fees that …
Annual Schedule of Planned Procurement Activities FY 2024 2025
TTSEC Annual Schedule of Planned Procurement Activities 2024 2025 V1
Draft Risk Based Capital and Liquidity Requirements Bye-Laws 2024- (Third Round Public Consultations)
The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) would like to express our gratitude to all stakeholders for their invaluable contributions made during the first and second round of public consultation on the Draft Risk Based Capital Adequacy and Liquidity (“RBCAL”) Bye-Laws. On receipt of feedback, the TTSEC compiled …
Media Release -TTSEC launches IE Community Outreach Roadshow Series
Trinidad and Tobago Securities and Exchange Commission (TTSEC) in collaboration with Financial Sector Stakeholders launched its inaugural Investor Education (IE) Community Outreach Roadshow series on Wednesday 20th November, 2024, at the auditorium of the Chaguanas Borough Corporation. This event was held under the theme ‘Empowering Communities Through Financial Literacy and …
Contravention Order – Firstline Securities Limited- $154,000.00
In The Matter of a Contravention of Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(2) of the Securities (General), By-Laws 2015 By Firstline Securities Limited. Order – Firstline Securities Limited- $154,000.00
Contravention Order – NCB Merchant Bank (Trinidad and Tobago) Limited – $3,000.00
In The Matter of a Contravention of Section 56(4) of the Securities Act Chapter 83:02 and By-Law 53(2) of the Securities (General), By-Laws 2015 of the Laws of the Republic of Trinidad and Tobago By NCB Merchant Bank (Trinidad and Tobago) Limited. Order – NCB Merchant Bank (Trinidad and …
Contravention Order – Nestle Trinidad and Tobago Limited – $2,000.00
In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law47(c) of the Securities (General) By-Laws, 2015 By Nestle Trinidad and Tobago Limited. Order – Nestle Trinidad and Tobago Limited – $2,000.00