CIRCULAR LETTER ISSUED TO: BROKER-DEALERS, UNDERWRITERS AND INVESTMENT ADVISERS REGISTERED UNDER THE SECURITIES ACT, CHAP 83:02 GUIDELINES ON THE IMPLEMENTATION OF THE TAX INFORMATION EXCHANGE AGREEMENTS (UNITED STATES OF AMERICA) ACT 2017 (“TIEAA”) (“GUIDELINES”) TIEAA Circular Letter
This publication of the Trinidad and Tobago Securities and Exchange Commission provides an overview of the securities market for the period July to December 2021. View the full publication here—> Securities Market Bulletin – Issue 9
Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) advises the public of certain amendments to the Securities Act Chapter 83:02 (“the Act”) of the Laws of the Republic Of Trinidad and Tobago. A new Section 165A has been inserted after the existing Section 165 of the Act to provide for …
TTSEC – Trinidad and Tobago Securities and Exchange Commission advises the public of certain amendments to the Securities Act Chapter 83:02 (“the Act”) of the Laws of the Republic of Trinidad and Tobago. A new Section 165A has been inserted after the existing Section 165 of the Act to provide …
The Trinidad and Tobago Securities and Exchange Commission has published its Guidelines for the Tax Information Exchange Agreement (United States of America) Act, 2017 which takes effect from November 1, 2022. These Guidelines were developed in accordance with section 146 of the Securities Act, Chapter 83:02 after consultation with the …
UWI-ALJGSB Wins TTSEC’s National Tertiary Quiz Competition Trinidad and Tobago Securities and Exchange Commission (TTSEC), on Wednesday October 19th, 2022, hosted the finals of its 25th Anniversary National Tertiary Level Quiz competition on the securities industry, on the theme, ‘You Invest. We Protect. Everyone Benefits!’. It was an exciting final …
In the Matter of the Contravention of Sections 61 (2), 63(a), 65(1)(a) and 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad And Tobago And By-Laws 47(c) and 48(1) of the Securities (General) By-Laws, 2015 By Mora Ven Holdings Limited (“MVHL”) Read more …
TTSEC – the Trinidad and Tobago Securities and Exchange Commission today, October 3rd , 2022, joins over 100 securities regulators around the world in celebrating World Investor Week 2022 (WIW), which ends on October 7th . WIW, is a week-long global initiative of the International Organisation of Securities Commissions (IOSCO), …
Media Release- TTSEC Hosts Tertiary Level Quiz Competition
Guideline for the De-registration of Reporting Issuers and CIS 2022
