In accordance with Section 159 (12) of the Securities Act, 2012 (SA 2012), the Commission is required to issue a Notice in at least two newspapers notifying the public of the Orders published on its website. Documented below is a list of the Commission’s Orders for the period March 2015 …
Public Statement of the Trinidad and Tobago Securities and Exchange Commission FREEDOM OF INFORMATION ACT (FOIA) 1999 CHAPTER 22:02 In compliance with Sections 7, 8 and 9 of the Freedom of Information Act, 1999 (FOIA). In accordance with Sections 7, 8 and 9 of the Freedom of Information Act, 1999 …
In The Matter of a Contravention of Section 136 (2) of the Securities Act, 2012 (as amended) By the National Insurance Board of Trinidad and Tobago AND In The Matter of Rule 61 and Rule 62 of Securities Industry (Hearings And Settlements) Practice Rules, 2008 NIBTT Order
In the Matter of Section 79(1) (i) and 159(10) of the Securities Act, 2012 And In the Matter of an Application for the Exemption from the requirement to have a Prospectus receipted and the Registration of shares of Massy Holdings Limited in the name of the Trinidad and Tobago Central …
In the Matter of Section 155(1A)(c) of the Securities Act, 2012 And In the Matter of an Application by the Trinidad and Tobago Unit Trust Corporation Growth and Income Fund for an exemption of Guideline Number 19 of the Commission’s Guideline for Collective Investment Schemes Exemption by UTC Guidelines 19 CIS GIF …
In the Matter of Sections 71(1)(b) and 155(1A) (c) and (e) of the Securities Act, 2012 and In the Matter of an Application by Cimco PCC Limited for de-registration as a Reporting Issuer and the de-registration of the VT Caribbean Property Fund #1 as a Foreign Mutual Fund De-Registration Cimco PCC Limited …
In the Matter of Section 71(1)(b) of the Securities Act, 2012 and In the Matter of an Application for de-registration as a Reporting Issuer by Sagicor Asset Management (Trinidad and Tobago) Limited De-Registration of Sagicor Asset Management TT
In the Matter of Sections 71(1)(b) and 155(1A) of the Securities Act 2012 (“the Act”) In the Matter of an Application by the Scotia Funds for the de-registration of Scotia Funds as Reporting Issuers and Collective Investment Schemes De-Registration of Scotia Funds
In the Matter of an Application by Assuria Life (T&T) Ltd for de-registration as a Reporting Issuer pursuant to S. 71(1)(b) of the Securities Act 2012 (“the Act”) Deregistration of Assuria Life (T&T) Ltd
In the Matter of Section 4 (9) (a) of the Securities Act, 2012 AND the Approved List pf Designated Foreign Jurisdictions Designated Foreign Jurisdictions Listing 24.08.2015
