Contravention Order re B3V Holdings – $6,400.00
In the Matter of the Contravention of By-Law 40 of the Securities (General) By-Laws, 2015 By B3V Holdings Limited Contravention Order re B3V Holdings – $6,400.00
Author Archives: Nicole Bachan
Contravention Order re WASA – $1,139,600.00
In the Matter of the Contravention of section 65(1) of the Securities Act, Chapter 83:02of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws, 2015 By Water and Sewerage Authority of Trinidad and Tobago Contravention Order re WASA – $1,139,600.00
Contravention Order re WASA – $40,200.00
In the Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(3) of the Securities (General) By-Laws, 2015 By Water and Sewerage Authority Contravention Order re WASA – $40,200.00
Contravention Order re WASA – $256,800.00
In the Matter of the Contravention of Sections 64(1)(a), (b) and (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Water and Sewerage Authority Contravention Order re WASA – $256,800.00
Circular Letter – Notification of Prescribed form for Transmission of Sensitive Personal Info
NOTIFICATION OF PRESCRIBED FORM FOR TRANSMISSION OF SENSITIVE PERSONAL INFORMATION UNDER THE TAX INFORMATION EXCHANGE AGREEMENTS (UNITED STATES OF AMERICA) ACT 2017 (“TIEAA”) Reference is made to section 17(3) of the Tax Information Exchange Agreements (United States of America) Act, 2017 (“TIEAA”) which requires a reporting financial institution to notify …
Contravention Order re National Flour Mills Limited – $1,000
In the Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(3) of the Securities (General) By-Laws, 2015 By National Flour Mills Limited Contravention Order re National Flour Mills Limited – $1,000
Contravention Order re TSTT – $5,000
In the Matter of the Contravention of Sections 64(1)(a), (b) and (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Telecommunications Services of Trinidad and Tobago Limited Contravention Order re TSTT – $5,000
Contravention Order re National Flour Mills Limited – $11,600
In the Matter of the Contravention of Sections 64(1)(a), (b) and (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By National Flour Mills Limited Contravention Order re National Flour Mills Limited – $11,600
Contravention Order re Allison Mais – $14,700
In the Matter of the Contravention of Section 136(2) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Allison Mais Contravention Order re Allison Mais – $14,700
Contravention Order re L.J. Williams Limited – $1,000
In the Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws, 2015 By L.J. Williams Limited Contravention Order re L.J. Williams Limited – $1,000