Contravention Order Re: Angostura Holdings Limited Sect 64
In The Matter of the Contravention of Section 64 (1)(a), (b) and (c) of the Securities Act, 2012 By Angostura Holdings Limited Contravention Order re Angostura Holdings Limited Sect 64
Author Archives: Nicole Bachan
Notice of Hearing – HDC
TAKE NOTICE that the Trinidad and Tobago Securities and Exchange Commission (the Commission) will convene a hearing to consider the contravention of Sections 63(a) and 65(1) of the Securities Act, 2012 and By-Laws 47(c) and 48(1) of the Securities (General) By-Laws, 2015 by the Housing Development Corporation. Notice of Hearing …
Contravention Order re: Education Facilities Company Limited
In The Matter of the Contravention of Section 64(1) of the Securities Act, 2012 by Education Facilities Company Limited Contravention Order re Education Facilities Company Limited
Notice of Hearing – NIPDEC
TAKE NOTICE that the Trinidad and Tobago Securities and Exchange Commission (the Commission) will convene a hearing to consider the contravention of Sections 63(a) and 65(1) of the Securities Act, 2012 and By-Laws 47(c) and 48(1) of the Securities (General) By-Laws, 2015 by the National Insurance Property Development Company Limited. …
Notice of Change in Office Hours – Dec 22 and Dec 29, 2017
Members of the public are advised that the Trinidad and Tobago Securities and Exchange Commission will be varying its hours of operation from 8.00 a.m. to 12.00 noon on the following days: Friday December 22, 2017 Friday December 29, 2017 Any inconvenience caused is regretted.
Financial Fraud, Scams and the Complaint Process
SEC 20th Quarterly Newsletter Financial Fraud Scams and the Complaint Process
List of Orders – April – November 2017
In accordance with Section 159 (12) of the Securities Act, 2012 (SA, 2012), the Trinidad and Tobago Securities and Exchange Commission (the Commission) is required to issue a Notice in at least two newspapers notifying the public of the Orders published on its website. Documented below is a list of …
Contravention Order re UDECOTT’s filing of its interim financial statements
In The Matter of the Contravention of Section 66(1) of the Securities Act, 2012 by Urban Development Corporation of Trinidad and Tobago Limited Contravention Order re UDECOTT
Contravention Order re FCL Financial Ltd
In The Matter of the Contravention of By-Law 40(1) of the Securities (General) By-Laws, 2015 by FCL Financial Limited WHEREAS FCL Financial Limited (the “Respondent”) filed its mid-year interim financial statements with the Commission for the period ended April 30, 2016 on July 1, 2016, past the due date of June 29, …
Contravention Order re Citicorp Trinidad and Tobago Ltd
In The Matter of the Contravention of Section 66(1) of the Securities Act, 2012 by Citicorp Merchant Bank Limited WHEREAS Citicorp Merchant Bank Limited (“the Respondent”) failed to file its Interim Financial Statements for the period ended June 30, 2017 with the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) on or …