The Trinidad and Tobago Securities and Exchange Commission (TTSEC) is partnering with the Arthur Lok Jack Graduate School of Business (ALJGSB), Cipriani College of Labour & Co-Operative Studies and The University of the West Indies, St. Augustine Association of Postgraduate Students (UWI STAAPS), to execute a tertiary level debate competition, …
Hadyn Gittens, the newly appointed Chief Executive Officer (CEO) of the Trinidad and Tobago Securities and Exchange Commission (TTSEC), conducted a series of courtesy visits and held strategic meetings with fellow regulators within the financial services industry, as well as with other stakeholders operating within the sector, over the period …
In The Matter of the Contravention of Section 66(1) of the Securities Act, 2012 by Trinidad and Tobago Mortgage Finance Company Limited Order – TTMF – $2,000
In The Matter of the Contravention of Section 63 (a) of the Securities Act, 2012 and By-Law 47(c) of the Securities (General) By-Laws, 2015 By Sagicor Funds Incorporated Order – Sagicor Funds Inc – $1,000
In The Matter of the Contravention of Section 64(1)(b) of the Securities Act, 2012 and By JMMB GROUP LIMITED JMMB Group Order – Material Change Notice Breach – $1,000
In The Matter of the Contravention of Section 63(a) of the Securities Act, 2012 and By-Law 47 (c) of the Securities (General) By-Laws 2015 By NESTLÉ TRINIDAD AND TOBAGO LIMITED Nestle Order – Annual Report Breach – $6,0000
In The Matter of the Contravention of Section 65(1) of the Securities Act, 2012 and By-Law 48(1) of the Securities (General) By-Laws 2015 by National Enterprises Limited Order – NEL – $1,000 (LB)
In The Matter of the Contravention of Section 64(1)(c) of the Securities Act, 2012 and By TRINIDAD AND TOBAGO HOUSING DEVELOPMENT CORPORATION HDC Order – Material Change contravention $6,000
In the Matter of Section 8 of the Securities Act, 2012 AND In the Matter of the delegation of specific responsibilities, powers and functions of the Commission to the Chief Executive Officer CONFIRMATION OF THE DELEGATION OF POWERS Order- Confirmation Delegation of Powers – 18.9.2017
TTSEC’s market newsletter. Issue #19 – Voluntary Compliance and Enforcement SEC 19th Quarterly Newsletter Final
