Contravention Order Re: KCL Capital Market Brokers Limited
In The Matter of the Contravention of By-Law 39(1) of the Securities (General) By-laws 2015 by KCL Capital Market Brokers Limited Contravention Order re KCL Capital Market Brokers Limited
Author Archives: Nicole Bachan
Contravention Order Re: FCL Financial Limited By Law 27
In The Matter of the Contravention of By-Law 27(1)(d) of the Securities (General) By-Laws 2015 By FCL Financial Limited Contravention Order re FCL Financial Limited By Law 27
Contravention Order re: L.J. Williams Limited
In The Matter of the Contravention of Section 61(2) of the Securities Act, 2012 By L.J. Williams Limited Contravention Order re L.J. Williams Limited
TTSE Weekly Bulletin 6 April 2018
TTSE Weekly Bulletin April 6 2018
TTSE Weekly Bulletin 29 March 2018
TTSE Weekly Bulletin week ended March 29
Contravention Order re: Water and Sewerage Company of Trinidad and Tobago
In The Matter of the Contravention of Section 66(1) of the Securities Act, 2012 By Water and Sewerage Authority of Trinidad and Tobago Contravention Order re Water and Sewerage Company of Trinidad and Tobago
Order Re: Delegation of Powers to the Standing Committee of the Board
In the Matter of Section 8 of the Securities Act, 2012 AND In the matter of the delegation of specific responsibilities, powers and functions of the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) to a member of the Board of Commissioners (“the Board”) DELEGATION OF POWERS TO THE STANDING …
TTSEC Celebrates Global Money Week with National Committee
On March 12, 2018, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) signed a Memorandum of Understanding (MOU) formalizing its membership and commitment to the National Financial Education Committee (Committee). The MOU was signed between the Office of the Financial Services Ombudsman/ National Financial Literacy Programme (OFSO/NFLP), and the …
Notice of Hearing – NCB Global Holdings Limited and Take-Over Bid Circular to acquire GHL Shares (74,230,750 ordinary shares)
In the Matter of Sections 155(1), 156 (1) and 159 of the Securities Act, Chap. 83:02 (“the Act”) and By-Law 24 of the Securities Industry (Take-Over) By-Laws, 2005 (“the By-Laws”) And In the Matter of NCB Global Holdings Limited’s (“Offeror”) Offer and Take-Over Bid Circular (“Bid Circular”) dated December 8, …
TTSEC FOIA Statement 2018
FREEDOM OF INFORMATION ACT 1999 CHAPTER 22:02 (FOIA) In compliance with Sections 7, 8 and 9 of the Freedom of Information Act, 1999 (FOIA). In accordance with Sections 7, 8 and 9 of the Freedom of Information Act, 1999 (FOIA) the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) …