Public Notice RE: Procurement Depository
PUBLIC NOTICE PROCUREMENT DEPOSITORY
Author Archives: Nicole Bachan
TTSEC Launches Advanced Level Courses on Investing to mark National Investor Education Month
TTSEC Launches Advanced Level Courses on Investing to mark National Investor Education Month TTSEC – the Trinidad and Tobago Securities and Exchange Commission will celebrate our 8th National Investor Education Month, in May, on the theme ‘Secure Your Future. Invest in You’ with a series of events and activities spanning …
Contravention Order re Nestle Trinidad and Tobago Limited – $14,000
In the Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Nestle Trinidad and Tobago Limited Contravention Order re Nestle Trinidad and Tobago Limited – $14,000
Contravention Order re Nestle Trinidad and Tobago Limited – $3,000
In the Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republics of Trinidad and Tobago By Nestle Trinidad and Tobago Limited Contravention Order re Nestle Trinidad and Tobago Limited – $3,000
Contravention Order re Maritime Capital Limited – $6,000
In the Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By Maritime Capital Limited Contravention Order re Maritime Capital Limited – $6,000
Notice of Hearing: Rules 210 and 227
In the Matter of Section 40 of the Securities Act, 2012 AND In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited (“the TTSE”) for the amendment of Rule 210 [Bargains Put-Through the Market] and the repeal and replacement of Rule 227 [Closing of Market] of …
FOIA Statement 2023
PUBLIC STATEMENT OF THE TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION FREEDOM OF INFORMATION ACT, CHAPTER 22:02 OF THE LAWS OF THE REPUBLIC OF TRINIDAD AND TOBAGO In compliance with Sections 7, 8 and 9 of the Freedom of Information Act (the “FOIA”). In accordance with Sections 7, 8 and …
Notice for Written Comments TTSE Rule 203
Notice for Written Comments TTSE Rule 203 STATEMENT OF SUBSTANCE AND PURPOSE- Rule 203 – Ex Condition Trading
Circular Letter re TIEAA Guidelines – Period Of Review For Internal/External Audit Reviews Pursuant To Sections 8.1 And 8.3 Of The Guidelines On The Implementation Of The Tax Information Exchange Agreements, 2017
CIRCULAR LETTER ISSUED TO: BROKER-DEALERS, UNDERWRITERS REGISTERED UNDER THE SECURITIES ACT, CHAP 83:02 PERIOD OF REVIEW FOR INTERNAL/EXTERNAL AUDIT REVIEWS PURSUANT TO SECTIONS 8.1 and 8.3 OF THE GUIDELINES ON THE IMPLEMENTATION OF THE TAX INFORMATION EXCHANGE AGREEMENTS, 2017 (“TIEAA GUIDELINES”) Circular Letter re TIEAA Guidelines – Period Of …
Contravention Order re WASA – $1,472,800.00
In the Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago & By-Law 47(c) of the Securities (General) By-Laws, 2015 By Water and Sewerage Authority of Trinidad and Tobago Contravention Order re WASA – $1,472,800.00