Contravention Order re: National Enterprises Limited
In the Matter of the Contravention of Section (67)(2)(c) of the Securities Act, Chapter 83:02 By National Enterprises Limited Contravention Order re NEL
Author Archives: Nicole Bachan
Contravention Order re: First Citizens Bank Limited
In the Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 and By-Law 53(3) of the Securities (General) By-Laws, 2015 By First Citizens Bank Limited Contravention Order re FCB
Contravention Order re: Airports Authority – Section 64 (1) (a) and (b)
In the Matter of the Contravention of Sections 64(1)(a) and (b) of the Securities Act, Chapter 83:02 by Airports Authority of Trinidad and Tobago Contravention Order re AATT Sect 64 (1)
Contravention Order re: Airports Authority T&T – Section 61(2)
In The Matter of the Contravention of Section 61(2) of the Securities Act, Chapter 83:02 by Airports Authority of Trinidad and Tobago Contravention Order AATT Sect 61 (2)
Sale and Repurchase Agreements (Repos) Guidelines, 2018
Sale and Repurchase Agreements (Repos) Guidelines 2018 The Trinidad and Tobago Securities and Exchange Commission (the “Commission”) has amended its Repurchase Agreements Guidelines (the “Guidelines”) in accordance with Section 146 of the Securities Act, 2012 (“SA 2012”). These Guidelines may be cited as the Repo Guidelines.
Order re: Variation of PHC Appointment
In the Matter of Section 21 of the Securities Act, Chapter 83:02 and In the Matter of the Appointment of a Hearing Panel and a Pre-Hearing Conference Panel and in accordance with the Securities Industry (Hearings and Settlements) Practice Rules 2008 Order re Variation of PHC Appointment – July 2018
Contravention Order re Sagicor Financial Corporation Limited
In the Matter of the Contravention of section 65(1) of the Securities Act, 2012 and By-Law 48(1) of the Securities (General) By-Laws 2015 by Sagicor Financial Corporation Limited Contravention Order re Sagicor Financial Corporation Limited
Contravention Order re One Caribbean Media Limited
In The Matter of the Contravention of Section 65(1) of the Securities Act, 2012 and By-Law 48(1) of the Securities (General) By-Laws, 2015 by One Caribbean Media Limited Contravention Order re One Caribbean Media Limited
Order re: De-Listing Sagicor Financial Corporation
In the Matter of Section 45 (1) and 45 (2) of the Securities Act 2012 And In the Matter of Section 159 (10) of the Securities Act 2012 In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-list Sagicor Financial Corporation 6.5% US$1 Convertible Redeemable …
Order re: De-Registration of the National Football Stadium Company Limited
In the Matter of an Application by The National Football Stadium Company Limited for De-Registration as a Reporting Issuer pursuant to Sections 71(1)(b) and 159 of the Securities Act, 2012 De-Registration Order re The National Football Stadium Company Limited