In the Matter of Rule 61 and Rule 62 of Securities Industry (Hearings and Settlements) Practice Rules, 2008 (“Hearing Rules”) And In the Matter of NCB Global Holdings Limited’s along with the National Commercial Bank Jamaica Limited (“NCBJ”) and NCB Financial Group Limited (collectively referred to as (“Offeror”) Offer and …
In the Matter of the Contravention of Sections 64(1)(a), (b) and (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Sagicor Funds Incorporated Contravention Order re Sagicor Funds Incorporated – $56,800.00
In The Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago. By Water and Sewerage Authority Contravention Order re Water and Sewerage Authority – $5,000.00
In the Matter of the Contravention of Section 67(2)(c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Scotia Caribbean Income Fund Inc. Contravention Order re Scotia Caribbean Income Fund Inc – $85,000.00
In the Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago; and By-Law 48(1) of the Securities (General) By-Laws, 2015. By National Insurance Property Development Company Limited Contravention Order re National Insurance Property Development Company Ltd …
In The Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By The Trinidad and Tobago Housing Development Corporation Contravention Order re The Trinidad and Tobago Housing Development Corporation – $340,000.00
In The Matter of the Contravention of Section 65(1) of the Securities Act 2012 and By-Law 48(1) of the Securities (General) By-Laws 2015 By The Trinidad and Tobago Housing Development Corporation Contravention Order re The Trinidad and Tobago Housing Development Corporation – $641,200.00
In The Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By The Trinidad and Tobago Housing Development Corporation Contravention Order re The Trinidad and Tobago Housing Development Corporation – $20,900.00
In The Matter of the Contravention of Section 63(a) of the Securities Act 2012 and By-Law 47(c) of the Securities (General) By-Laws 2015. By The Trinidad and Tobago Housing Development Corporation Contravention Order re National Insurance Property Development Company Ltd – $558,000.00
In the Matter of the Securities Act Chap. 83:02 (“Act”) and the Securities Industry (Take-Over) By-Laws, 2005 (“By-Laws”) And In the Matter of Rule 61 and Rule 62 of Securities Industry (Hearings and Settlements) Practice Rules, 2008 (“Hearing Rules”) And In the Matter of NCB Global Holdings Limited’s along with …
