In The Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(3) of the Securities (General) By-Laws, 2015 By First Citizens Brokerage and Advisory Services Limited Contravention Order re First Citizens Brokerage and Advisory Services Limited …
In The Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Scotiabank Trinidad and Tobago Growth Fund Inc. Contravention Order re Scotiabank Trinidad and Tobago Growth Fund Inc. – $1,000.00
In The Matter of the Contravention of Section 64(1)(a), (b) and (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by Unilever Caribbean limited Contravention Order re Unilever Caribbean Limited – $32,000.00
In The Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago; and By-Law 47(c) of the Securities (General) By-Laws, 2015 By Caroni (1975) Limited Contravention Order re Caroni (1975) Limited – $34,200.00 Contravention Order re Caroni (1975) Limited …
In The Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago; and By-Law 48(1) of the Securities (General) By-Laws, 2015 By Caroni (1975) Limited Contravention Order re Caroni (1975) Limited – $34,200.00
In The Matter of the Contravention of Section 64(1)(a), (b) and (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Caroni (1975) Limited Contravention Order re Caroni (1975) Limited – $82,200.00
In the Matter of Section 45(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-List the Government of the Republic of Trinidad and Tobago’s TT$42.0616M Floating Rate Bond …
In the Matter of Section 155 (1A) (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and In the Matter of Section 159 (10) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and In the Matter of …
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) is pleased to once again host this year’s ‘Clash of the Debate Titans’ tertiary level debate competition, 2018. This year we have partnered with several financial and tertiary institutions to focus mainly on a financial and economic debate competition. Partnering with …
The proposed amendments to the AML/CFT Guidelines of November, 2011 (the “proposed amended Guidelines”) are being made pursuant to Section 146 of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Securities Act”). These Guidelines outline the TTSEC’s updated framework for the supervision and enforcement of the national AML/CFT …
