As the regulator of the CIS market which includes closed ended and open ended CISs (mutual funds) as well as certain kinds of annuity schemes, the Commission presently regulates this market, in accordance with the Commission’s Collective Investment Scheme Guidelines (the Guidelines), dated July 2nd, 2008. The Commission has drafted the Collective Investment Scheme (CIS) …
In the Matter of an Application by Scotia Investments Jamaica Limited for de-registration as a Reporting Issuer pursuant to Section 71(1) (b) of the Securities Act, Chap 83:02 of the Laws of the Republic of Trinidad and Tobago De-registration Order re Scotia Investments Jamaica Limited
In the Matter of the Contravention of Section 64(1)(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by Unilever Caribbean Limited Contravention Order re Unilever Caribbean Limited – $7,000.00
In the Matter of the Contravention of Section 64(1)(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by Unilever Caribbean Limited Contravention Order re Unilever Caribbean Limited – $3,000.00
In The Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Trinidad and Tobago Housing Development Corporation Contravention Order re Trinidad and Tobago Housing Development Corporation – $2,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by RBC Royal Bank (Trinidad & Tobago) Limited Contravention Order re RBC Royal Bank (Trinidad & Tobago) Limited – $18,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by The Sports Company of Trinidad and Tobago Limited Contravention Order re The Sports Company of Trinidad and Tobago Limited – $1,000.00
In the Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by Public Transport Service Corporation Contravention Order re Public Transport Services Corporation – $11,000.00
In The Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By National Insurance Property Development Company Limited Contravention Order re National Insurance Property Development Company Limited – …
The TTSEC’s draft Tax Information Exchange Agreements Act Guidelines has been amended and updated. It is awaiting final approval and is not yet in effect. TTSEC Draft TIEAA Guidelines of 2nd March 2020
